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Regulation (EU) No 1095/2010

 

I. General Information

Title

Regulation  (EU) No 1095/2010 of 24 November 2010 establishing a European Supervisory Authority (European Securities and Markets Authority), amending Decision No  716/2009/EC and repealing Commission Decision  2009/77/EC

Abbreviations ESMA Regulation
Status: Existing
Description

Experience of the financial crisis has exposed important failures in financial supervision, both in particular cases and in relation to the financial system as a whole. President Barroso therefore requested a group of high level experts, chaired by Mr Jacques de Larosière, to make proposals to strengthen European supervisory arrangements, with the objective of establishing a more efficient, integrated and sustainable European system of supervision. The Group presented its report on 25 February 2009. Building on its recommendations, the Commission set out proposals for a new European financial supervisory architecture in its Communication to the Spring European Council of March 2009. The Commission presented its ideas in more detail in its Communication of May 2009 which proposed:

– Establishing a European System of Financial Supervisors (ESFS), consisting of a network of national financial supervisors working in tandem with new European Supervisory Authorities (ESAs), created by transforming the existing European supervisory committees into a European Banking Authority (EBA), a European Insurance and Occupational Pensions Authority (EIOPA), and a European Securities and Markets Authority (ESMA), thereby combining the advantages of an overarching European framework for financial supervision with the expertise of local micro-prudential supervisory bodies that are closest to the institutions operating in their jurisdictions; and

– Establishing a European Systemic Risk Board (ESRB), to monitor and assess potential threats to financial stability that arise from macro-economic developments and from developments within the financial system as a whole. To this end, the ESRB would provide an early warning of system-wide risks that may be building up and, where necessary, issue recommendations for action to deal with these risks.

Regulation (EU) No 1095/2010
Source O.J. EU No L (Legislation), Edition 331, Year 2010, p.84-119
Adoption 11/24/2010
Promulgation 12/15/2010
Character Lamfalussy Framework Act
Legal Basis Art. 95 EC
Legislative Procedure Codecision procedure
Background de Larosière Report
 

II. Rahmenrechtsakt (Level 1)

 

1. Versions

  2014/51/EU
    04/16/2014 (A)
    05/22/2014 (P)
ESMA Regulation (Regulation (EU) Nr. 1095/2010) amended by

Omnibus II Directive ( Details)

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(A) Adoption | (P) Promulgation
 

2. Reformvorhaben

  Proposal

Amended proposal for a REGULATION OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL amending Regulation  (EU) No 1093/2010 establishing a European Supervisory Authority (European Banking Authority); Regulation  (EU) No 1094/2010 establishing a European Supervisory Authority (European Insurance and Occupational Pensions Authority); Regulation  (EU) No 1095/2010 establishing a European Supervisory Authority (European Securities and Markets Authority); Regulation  (EU) No 345/2013 on European venture capital funds; Regulation  (EU) No 346/2013 on European social entrepreneurship funds; Regulation  (EU) No 600/2014 on markets in financial instruments; Regulation (EU) 2015/760 on European long-term investment funds; Regulation (EU) 2016/1011 on indices used as benchmarks in financial instruments and financial contracts or to measure the performance of investment funds; Regulation (EU) 2017/1129 on the prospectus to be published when securities are offered to the public or admitted to trading on a regulated market; and (EU) Directive 2015/849 on the prevention of the use of the financial system for the purposes of money-laundering or terrorist financing

Amendment Regulation (EU) Nr. 1095/2010
(A) Adoption | (P) Promulgation
 

3. Legislative History

09/22/2010 Report of the European Parliament - 1st reading TA/2010/339/P7 Deutsch
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01/21/2010 Opinion of the European Economic and Social Committee EESC/2010/100 Deutsch
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01/08/2010 Opinion of the European Central Bank ABL. EC 2010 No. C 270, p. 1 Deutsch
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09/23/2009 Proposal COM(2009)503 Deutsch
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4. Legal Impact

Amendment  Decision 2009/716/EC
Repeal  Decision 2009/77/EC
 

III. CESR / ESMA Announcements (Level 3)

03/2014

Leitlinien zu Kooperationsvereinbarungen und Informationsaustausch zwischen den zuständigen Behörden sowie zwischen den zuständigen Behörden und der ESMA

CESR/ESMA/2014/298  
Language:
Deutsch Deutsch
English Englisch
Francais Französisch
Chinese Chinesisch

Legende

Hyperlink int./ext. Verlinkung
Externer Link Externer Hyperlink
Status des Rechtsaktes
Aufgehoben Aufgehoben
Vorhaben Vorhaben
Inkraft Inkraft
Unbekannt Unbekannt
Dokumente
Deutsch Deutsche Fassung
Englisch Englische Fassung
Französisch Franz. Fassung
PDF-Datei Sonstige PDF-Datei
Dokument Sonstiges Dokument
Externer Link Externes Dokument

Overview

I. General Information
II. Rahmenrechtsakt (Level 1)
1. Versions
2. Reformvorhaben
3. Legislative History
4. Legal Impact
III. CESR / ESMA Announcements (Level 3)

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