Packaged Retail Investment Products
I. 基本信息
题目 | |
描述 | The retail investment market is largely dominated by 'packaged retail investment products'. These provide retail investors with easy access to financial markets, but can be complex for investors to understand. Those selling these products can also face conflicts of interest since they are often remunerated by the product manufacturers rather than directly by the retail investors. A complex patchwork of regulation has grown up to address these risks, and inconsistencies and gaps in the patchwork have raised concerns as to the overall effectiveness of the regulatory regime, both in relation to its capacity to protect investors and its ability to ensure the markets work efficiently. These concerns have been further heightened by the impact of the financial crisis.
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II. 内链
![]() 2014/11/26 (D) 2014/12/09 (V) | PRIIPs Regulation (![]() |
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III. 相关文档
1. Europäische Komission
Europe Economics Chancery House 2011/09/29 |
Studie zu Kosten und Nutzen einer möglichen Änderung der Vertriebsvorschriften für Versicherungsanlageprodukte und andere Anlageprodukte für Kleinanleger, die nicht der |
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News from the Communication Directorate General's midday briefing 2010/11/26 |
Midday Express of 2010-11-26 |
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PRIP's Workshop Brüssel 2009/10/22 |
Seminar zu Anlageprodukten für Kleinanleger |
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Kommissionsdienststellen 2009/09/16 |
Update zu den Arbeiten der Kommission zu Anlageprodukten für Kleinanleger |
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Kommission 2009/04/30 |
Mitteilung der Kommission über Anlageprodukte für Kleinanleger |
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Kommission 2008/07/15 |
Öffentliche Anhörung zu Anlageprodukten für Kleinanleger |
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GD Binnenmarkt und Dienstleistungen 2008/05/22 |
Industrie-Arbeitsgruppe zu Investmentprodukten für Kleinanleger |
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Kommission 2008/03 |
Ersatz-Anlageprodukte für Kleinanleger |
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