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法规 (EU) Nr. 648/2012

 

I. 基本信息

标题

Regulation on OTC derivatives, central counterparties and trade repositories

缩写 EMIR
状态: 现存
描述

 

On 4 July 2012, the Regulation on OTC-Derivatives, Central Counterparties and Trade Repositories ( EMIR - European Market Infrastructure Regulation) was adopted and entered into force on 16 August 2012. . This was a major development which enables the European Union to deliver the G20 commitments on OTC-Derivatives agreed in Pittsburgh in September 2009.

The Regulation ensures that information on all European derivative transactions will be reported to trade repositories and be accessible to supervisory authorities, including the European Securities and Markets Authority (ESMA), to give policy makers and supervisors a clear overview of what is going on in the markets.

The Regulation also requires standard derivative contracts to be cleared through Central Counterparties (CCPs) as well as margins for uncleared trades and establishes stringent organisational, business conduct and prudential requirements for these CCPs.

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法规 (EU) Nr. 648/2012
官方. 版本 公告. EU 号. L (Legislation), 公布 201, 年 2012, S.1
日期 2012/07/04
公告 2012/07/27
法案 Lamfalussy-框架法案
通过   法规 (EU) Nr. 2017/979
  法规 (EU) Nr. 2017/610
  法规 (EU) Nr. 2016/2251
  法规 (EU) Nr. 2016/1178
  法规 (EU) Nr. 2015/1515
  法规 (EU) Nr. 1317/2014
  法规 (EU) Nr. 667/2014
  法规 (EU) Nr. 591/2014
  法规 (EU) Nr. 285/2014
  法规 (EU) Nr. 1003/2013
  法规 (EU) Nr. 1002/2013
  法规 (EU) Nr. 876/2013
  法规 (EU) Nr. 152/2013
  法规 (EU) Nr. 153/2013
  法规 (EU) Nr. 149/2013
  法规 (EU) Nr. 148/2013
  法规 (EU) Nr. 150/2013
  法规 (EU) Nr. 151/2013
  法规 (EU) Nr. 1249/2012
  法规 (EU) Nr. 1247/2012
  法规 (EU) Nr. 1248/2012
法律基础 Art. 114 AEUV
法的实施 Codecision procedure
内容的背景 de Larosière Report
 

II. 框架法律 (层次一)

 

1. 文本

  (EU) Nr. 2017/979
    2017/03/02 (D)
    2017/06/10 (V)
EMIR (法规 (EU) Nr. 648/2012) 通过……被修改

Commission Delegated Regulation (EU) 2017/979 of 2 March 2017 amending Regulation  (EU) No 648/2012 of the European Parliament and of the Council on OTC derivatives, central counterparties and trade repositories with regard to the list of exempted entities

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(D) 日期 | (V)公布
 

2. Reformvorhaben

  保留
    2017/12/12 (D)
    2017/12/28 (V)

Regulation of the European Parliament and of the Council laying down common rules on securitisation and creating a European framework for simple, transparent and standardised securitisation and amending Directives  2009/65/EC,  2009/138/EC,  2011/61/EU and Regulations  (EC) No 1060/2009 and  (EU) No 648/2012

修改 法规 (EU) Nr. 648/2012
(D) 日期 | (V)公布
 

3. 发生史

2012/07/04 Council decision Europäischer Rat, 13236/12 Französisch
2012/07/04 Signature by EP and Council O.J. L/2012 201/1
2012/03/29 Report of the European Parliament - 1st reading O.J. C E/2013 257/96 Deutsch
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2012/03/22 Opinion of the European Central Bank O.J. 2012/C 161/3 Deutsch
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2011/07/05 Report of the European Parliament - 1st reading O.J. C E/2013 33/233 Deutsch
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2011/04/19 Opinion of the European Data Protection Supervisor O.J. 2011/C 216/9 Deutsch
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2011/01/13 Opinion of the European Central Bank O.J. 2011/C 57/1 Deutsch
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2010/12/08 Opinion of the European Economic and Social Committee O.J. 2010/C 54/44 Deutsch
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2010/09/15 Proposal COM(2010) 484 final Deutsch
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4. 意见

2010/12/06 Centrum für Europäische Politik (CEP) PDF-Datei
2011/11/29 Deutsches Aktieninstitut e.V., Bundesverband der Deutschen Industrie e.V und Verband Deutscher Treasurer (DAI, BDI und VDT) PDF-Datei
 

5. 影响

修改  法律指令 98/26/EG
Deutsch Englisch Französisch
 

III. 实施- / 委托的法案 第二层次)

 

1. 通过

  (EU) Nr. 2017/979
    2017/03/02 (D)
    2017/06/10 (V)

Commission Delegated Regulation (EU) 2017/979 of 2 March 2017 amending Regulation  (EU) No 648/2012 of the European Parliament and of the Council on OTC derivatives, central counterparties and trade repositories with regard to the list of exempted entities

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  (EU) Nr. 2017/610
    2016/12/20 (D)
    2017/03/31 (V)

Commission Delegated Regulation (EU) 2017/610 of 20 December 2016 amending Regulation  (EU) No 648/2012 of the European Parliament and of the Council as regards the extension of the transitional periods related to pension scheme arrangements

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  (EU) Nr. 2016/2251
    2016/10/04 (D)
    2016/12/15 (V)

Commission Delegated Regulation (EU) 2016/2251 of 4 October 2016 supplementing Regulation  (EU) No 648/2012 of the European Parliament and of the Council on OTC derivatives, central counterparties and trade repositories with regard to regulatory technical standards for risk-mitigation techniques for OTC derivative contracts not cleared by a central counterparty

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  (EU) Nr. 2016/1178
    2016/06/10 (D)
    2016/07/20 (V)

Commission Delegated Regulation (EU) 2016/1178 of 10 June 2016 supplementing Regulation  (EU) No 648/2012 of the European Parliament and of the Council with regard to regulatory technical standards on the clearing obligation

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  (EU) Nr. 2015/1515
    2015/06/05 (D)
    2015/09/15 (V)

Commission Delegated Regulation (EU) 2015/1515 of 5 June 2015 amending Regulation  (EU) No 648/2012 of the European Parliament and of the Council as regards the extension of the transitional periods related to pension scheme arrangements

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  (EU) Nr. 1317/2014
    2014/12/11 (D)
    2014/12/12 (V)

Commission Implementing Regulation  (EU) No 1317/2014 of 11 December 2014 on the extension of the transitional periods related to own funds requirements for exposures to central counterparties in Regulations  (EU) No 575/2013 and  (EU) No 648/2012 of the European Parliament and of the Council

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  (EU) Nr. 667/2014
    2014/03/13 (D)
    2014/06/19 (V)

Commission Delegated Regulation  (EU) No 667/2014 of 13 March 2014 supplementing Regulation  (EU) No 648/2012 of the European Parliament and of the Council with regard to rules of procedure for penalties imposed on trade repositories by the European Securities and Markets Authority including rules on the right of defence and temporal provisions

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  (EU) Nr. 591/2014
    2014/06/03 (D)
    2014/06/04 (V)

Commission Implementing Regulation  (EU) No 591/2014 of 3 June 2014 on the extension of the transitional periods related to own funds requirements for exposures to central counterparties in Regulation  (EU) No 575/2013 and Regulation  (EU) No 648/2012 of the European Parliament and of the Council

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  (EU) Nr. 285/2014
    2014/02/13 (D)
    2014/03/21 (V)

Commission Delegated Regulation  (EU) No 285/2014 of 13 February 2014 supplementing Regulation  (EU) No 648/2012 of the European Parliament and of the Council with regard to regulatory technical standards on direct, substantial and foreseeable effect of contracts within the Union and to prevent the evasion of rules and obligations

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  (EU) Nr. 1003/2013
    2013/07/12 (D)
    2013/10/19 (V)

Commission Delegated Regulation  (EU) No 1003/2013 of 12 July 2013 supplementing Regulation  (EU) No 648/2012 of the European Parliament and of the Council with regard to fees charged by the European Securities and Markets Authority to trade repositories

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  (EU) Nr. 1002/2013
    2013/07/12 (D)
    2013/10/19 (V)

Commission Delegated Regulation  (EU) No 1002/2013 of 12 July 2013 amending Regulation  (EU) No 648/2012 of the European Parliament and of the Council on OTC derivatives, central counterparties and trade repositories with regard to the list of exempted entities

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  (EU) Nr. 876/2013
    2013/05/28 (D)
    2013/09/13 (V)

Commission Delegated Regulation  (EU) No 876/2013 of 28 May 2013 supplementing Regulation  (EU) No 648/2012 of the European Parliament and of the Council with regard to regulatory technical standards on colleges for central counterparties

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  (EU) Nr. 152/2013
    2012/12/19 (D)
    2013/02/23 (V)

Commission Delegated Regulation  (EU) No 152/2013 of 19 December 2012 supplementing Regulation  (EU) No 648/2012 of the European Parliament and of the Council with regard to regulatory technical standards on capital requirements for central counterparties

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  (EU) Nr. 153/2013
    2013/12/19 (D)
    2013/02/23 (V)

Commission Delegated Regulation  (EU) No 153/2013 of 19 December 2012 supplementing Regulation  (EU) No 648/2012 of the European Parliament and of the Council with regard to regulatory technical standards on requirements for central counterparties

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  (EU) Nr. 149/2013
    2012/12/19 (D)
    2013/02/23 (V)

Commission Delegated Regulation  (EU) No 149/2013 of 19 December 2012 supplementing Regulation  (EU) No 648/2012 of the European Parliament and of the Council with regard to regulatory technical standards on indirect clearing arrangements, the clearing obligation, the public register, access to a trading venue, non-financial counterparties, and risk mitigation techniques for OTC derivatives contracts not cleared by a CCP

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  (EU) Nr. 148/2013
    2012/12/19 (D)
    2013/02/23 (V)

Commission Delegated Regulation  (EU) No 148/2013 of 19 December 2012 supplementing Regulation  (EU) No 648/2012 of the European Parliament and of the Council on OTC derivatives, central counterparties and trade repositories with regard to regulatory technical standards on the minimum details of the data to be reported to trade repositories

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  (EU) Nr. 150/2013
    2012/12/19 (D)
    2013/02/23 (V)

Commission Delegated Regulation  (EU) No 150/2013 of 19 December 2012 supplementing Regulation  (EU) No 648/2012 of the European Parliament and of the Council on OTC derivatives, central counterparties and trade repositories with regard to regulatory technical standards specifying the details of the application for registration as a trade repository

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  (EU) Nr. 151/2013
    2012/12/19 (D)
    2013/02/23 (V)

Commission Delegated Regulation  (EU) No 151/2013 of 19 December 2012 supplementing Regulation  (EU) No 648/2012 of the European Parliament and of the Council on OTC derivatives, central counterparties and trade repositories, with regard to regulatory technical standards specifying the data to be published and  made available by trade repositories and operational standards for aggregating, comparing and accessing the data

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  (EU) Nr. 1249/2012
    2012/12/19 (D)
    2012/12/21 (V)

Commission Implementing Regulation  (EU) No 1249/2012 of 19 December 2012 laying down implementing technical standards with regard to the format of the records to be maintained by central counterparties according to Regulation  (EU) No 648/2012 of the European Parliament and of the Council on OTC derivatives, central counterparties and trade repositories

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  (EU) Nr. 1247/2012
    2012/12/19 (D)
    2012/12/21 (V)

Commission Implementing Regulation  (EU) No 1247/2012 of 19 December 2012 laying down implementing technical standards with regard to the format and frequency of trade reports to trade repositories according to Regulation  (EU) No 648/2012 of the European Parliament and of the Council on OTC derivatives, central counterparties and trade repositories

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  (EU) Nr. 1248/2012
    2012/12/19 (D)
    2012/12/21 (V)

Commission Implementing Regulation  (EU) No 1248/2012 of 19 December 2012 laying down implementing technical standards with regard to the format of applications for registration of trade repositories according to Regulation  (EU) No 648/2012 of the European Parliament and of the Council on OTC derivatives, central counterparties and trade repositories

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IV. CESR- / ESMA 声明 (第三层次)

2018/05

Q&A on Implementation of the Regulation (EU) No 648/2012 on OTC derivatives, central counterparties and trade repositories (EMIR)

ESMA/70-1861941480-52  
2016/04

Q&A on ESMA’s EU - wide stress tests for CCPs

ESMA/2016/665  
2014/09

Leitlinien und Empfehlungen zur Umsetzung der CPSS- IOSCO-Prinzipien für Finanzmarktinfrastrukturen in Bezug auf zentrale Gegenparteien

ESMA/2014/ 1133  
2014/08

Guidelines and Recommendations regarding the implementation of the CPSS - IOSCO Principles for Financial Market Infrastructures in respect of Central Counterparties

ESMA/2014/1009  
 

V. Umsetzung in den Mitgliedstaaten

 

1. 在德国的实施

2013/02/13 (B)
2013/02/15 (V)

 Ausführungsgesetz zur Verordnung (EU) Nr. 648/2012 über OTC-Derivate, zentrale Gegenparteien und Transaktionsregister

Deutsch
(B) 决定 | (V) 公告
 

VI. 其它

 

1. Consulation Paper

ESMA
2017/11/17

Consultation Paper - ESMA's Guidelines on position calculation under  EMIR

PDF-Datei
 

2. ESMA Final Reports on ITS/RTS

ESMA/2016/725
2016/05/26

Final Report: Draft regulatory technical standards on indirect clearing arrangements under  EMIR and  MiFIR

PDF-Datei
语言:
Deutsch Deutsch
English Englisch
Francais Französisch
Chinese Chinesisch

图例

超级连接 内链/外链
Externer Link 外部超级链接
文本数据的法律状态
Aufgehoben 废除
Vorhaben 保留
Inkraft 有效
Unbekannt 未知
文本
Deutsch 德文版
Englisch 英文版
Französisch 法文版
PDF-Datei 其他PDF数据
Dokument 其他文本
Externer Link 外部文本

目录

I. 基本信息
II. 框架法律 (层次一)
1. 文本
2. Reformvorhaben
3. 发生史
4. 意见
5. 影响
III. 实施- / 委托的法案 第二层次)
1. 通过
IV. CESR- / ESMA 声明 (第三层次)
V. Umsetzung in den Mitgliedstaaten
1. 在德国的实施
VI. 其它
1. Consulation Paper
2. ESMA Final Reports on ITS/RTS

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