Database on German and European Economic Law

 Regulation (EU) No 2017/590

I. Description

For the purposes of effective data analysis by competent authorities, there should be consistency in the standards and formats used when reporting transactions.

Given market practices, supervisory experience and market developments, the meaning of a transaction for reporting purposes should be broad. It should cover purchases and sales of reportable instruments as well as other cases of acquisition or disposal of reportable instruments, as these may also give rise to  market abuse concerns. Furthermore, changes to notional amount may give rise to concerns about possible  market abuse as they are similar in nature to additional purchase or sale transactions. In order for competent authorities to distinguish those changes from other purchases or sales, information on those changes should be specifically reported in transaction reports.

II. General Information

Title

Commission Delegated Regulation (EU) 2017/590 of 28 July 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the reporting of transactions to competent authorities

Status
Existing
Regulation
(EU) No 2017/590
Source
O.J. EU No L (Legislation), Edition 87, Year 2017, p.449
Adoption
07/28/2016
Promulgation
03/31/2017
Character
Lamfalussy Implementing Act
Framework Act
 Regulation (EU) Nr. 600/2014

III. Versions and Legislative History

1. Versions

Titel
Allg. Daten
Textfassung

Original Text :
Commission Delegated Regulation (EU) 2017/590 of 28 July 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the reporting of transactions to competent authorities

  (EU) No 2017/590

Beschluss:
07/28/2016 (A)
Verkuendung:
03/31/2017 (P)
(A) Adoption | (P) Promulgation

Legend

Legislative Act Status

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Overview

I. Description
II. General Information
III. Versions and Legislative History
1. Versions