Database on German and European Economic Law

 Directive 2009/65/EC

I. Description

This directive has two objectives. One is to codify the successive changes introduced to UCITS I (85/611/EEC) since 1985. The other is to translate the measures announced in the White Paper into concrete legislative provisions.

II. General Information

Title

Directive 2009/65/EC on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities

Abbreviations
UCITS IV
Status
Existing
Directive
2009/65/EC
Source
O.J. EC No L (Legislation), Edition 302, Year 2009, p.32
Adoption
07/13/2009
Promulgation
11/17/2009
Character
Lamfalussy Framework Act
Legal Basis
Art. 47 Abs. 2 EC
Legislative Procedure
Codecision procedure
Background

III. Versions and Legislative History

1. Versions

Titel
Allg. Daten
Textfassung

Original Text UCITS IV:
Directive 2009/65/EC on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities

  2009/65/EC

Beschluss:
07/13/2009 (A)
Verkuendung:
11/17/2009 (P)
(A) Adoption | (P) Promulgation

2. Reformvorhaben

3. Legislative History

Datum
Typ / Titel
Textfassungen
12/10/2008
Report of the European Parliament - 1st reading
A6-0497/2008
07/16/2008
Proposal
COM(2008) 458 endgültig

4. Legal Impact

Auswirkungstyp
Richtlinie
Textfassungen
Repeal
  Directive 2008/18/EC
Amendment
  Directive 2005/1/EC
Amendment
  Directive 2004/39/EC
Repeal
  Directive 2001/108/EC
Repeal
  Directive 2001/107/EC
Amendment
  Directive 2000/64/EC
Amendment
  Directive 95/26/EC
Repeal
  Directive 85/611/EEC
Repeal
  Directive 88/220/EEC

5. CESR Level 2

CESR’s technical advice to the European Commission on level 2 measures relating to mergers of UCITS, master-feeder UCITS structures and cross- border notification of UCITS
CESR/09-1186

IV. CESR / ESMA Announcements (Level 3)

8/2014
Leitlinien zu börsengehandelten Indexfonds (Exchange-Traded Funds, ETF) und anderen OGAW-Themen
ESMA/2014/937DE
12/2012
Leitlinien zu börsengehandelten Indexfonds (Exchange-Traded Funds, ETF) und anderen OGAW-Themen
ESMA/2012/832DE
3/2012
Leitlinien zur Risikomessung und zur Berechnung des Gesamtrisikos für bestimmte Arten strukturierter OGAW
ESMA/2012/197DE
4/2011
Final Report Guidelines to competent authorities and UCITS management companies on risk measurement and the calculation of global exposure for certain types of structured UCITS
CESR/2011/112
12/2010
Selection and presentation of performance scenarios in the Key Investor Information document (KII) for structured UCITS
CESR/10-1318
12/2010
Transition from the Simplified Prospectus to the Key Investor Information document
CESR/10-1319
12/2010
CESR’s guide to clear language and layout for the Key Investor Information document
CESR/10-1320
12/2010
CESR’s template for the Key Investor Information document
CESR/10-1321
7/2010
CESR’s guidelines on the methodology for the calculation of the synthetic risk and reward indicator in the Key Investor Information Document
CESR/10-673
7/2010
CESR’s guidelines on the methodology for calculation of the ongoing charges figure in the Key Investor Information Document
CESR/10-674
7/2010
CESR’s Guidelines on Risk Measurement and the Calculation of Global Exposure and Counterparty Risk for UCITS
CESR/10-788
5/2010
CESR’s Guidelines on a common definition of European money market funds
CESR/10-049
2/2009
Risk management principles for UCITS
CESR/09-178
7/2007
CESR’s guidelines concerning eligible assets for investment by UCITS The classification of hedge fund indices as financial indices
CESR/07-434
3/2007
CESR's guidelines concerning eligible assets for investment by UCITS
CESR/07-044b
3/2007
CESR's guidelines concerning eligible assets for investment by UCITS
CESR/07-044
6/2006
CESR’s guidelines to simplify the notification procedure of UCITS
CESR/06-120b

V. Umsetzung in den Mitgliedstaaten

1. Implementation in Germany

Legend

Legislative Act Status

Documents

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Overview

I. Description
II. General Information
III. Versions and Legislative History
1. Versions
2. Reformvorhaben
3. Legislative History
4. Legal Impact
5. CESR Level 2
IV. CESR / ESMA Announcements (Level 3)
V. Umsetzung in den Mitgliedstaaten
1. Implementation in Germany