Database on German and European Economic Law

 Directive 2001/107/EC

I. Description

In order to ensure that the management company will be able to fulfil the obligations arising from its activities and thus to ensure its stability, initial capital and an additional amount of own funds are required. To take account of developments, particularly those pertaining to capital charges on operational risk  within the European Union and other international fora, these requirements, including the use of guarantees, will have to be reviewed within three years.

II. General Information

Title

Directive 2001/107/EC of the European Parliament and of the Council of 21 January 2002 amending Council Directive 85/611/EEC on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS) with a view to regulating management companies and simplified prospectuses ( UCITS III)

Abbreviations
UCITS III
Status
Repealed
Directive
2001/107/EC
Source
O.J. EC No L (Legislation), Edition 41, Year 2002, p.20
Adoption
01/21/2002
Promulgation
02/13/2002
Character
Regular Act
Legal Basis
Art. 47 Abs. 2 EC
Legislative Procedure
Codecision procedure
Background

III. Versions and Legislative History

1. Versions

Titel
Allg. Daten
Textfassung

  2009/65/EC

Beschluss:
07/13/2009 (A)
Verkuendung:
11/17/2009 (P)

  2004/384/EC

Beschluss:
04/27/2004 (A)
Verkuendung:
04/30/2004 (P)

  2004/383/EC

Beschluss:
04/27/2004 (A)
Verkuendung:
04/30/2004 (P)

Original Text UCITS III:
Directive 2001/107/EC of the European Parliament and of the Council of 21 January 2002 amending Council Directive 85/611/EEC on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS) with a view to regulating management companies and simplified prospectuses ( UCITS III)

  2001/107/EC

Beschluss:
01/21/2002 (A)
Verkuendung:
02/13/2002 (P)
(A) Adoption | (P) Promulgation

2. Legal Impact

Auswirkungstyp
Richtlinie
Textfassungen
Amendment
  Directive 85/611/EEC

IV. Umsetzung in den Mitgliedstaaten

1. Implementation in Germany

12/15/2003 (A)

12/19/2003 (P)

(A) Adoption | (P) Promulgation

Legend

Legislative Act Status

Documents

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Overview

I. Description
II. General Information
III. Versions and Legislative History
1. Versions
2. Legal Impact
IV. Umsetzung in den Mitgliedstaaten
1. Implementation in Germany