Capital Markets Law

I. Overview

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II. European Union Law

1. Fundamentals

Title

Text versions

Action Plan on Building a Capital Markets Union (COM(2015) 468 final)

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2. Existing Directives and Regulations

Allg. Daten

Titel

Textfassung

Money Market Funds, MMF (Details)

(EU) No 2017/1131

Beschluss:: 06/14/2017 (A)
Verkuendung:: 06/30/2017 (P)

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Regulation (EU) 2017/1129 of the European Parliament and of the Council of 14 June 2017 on the prospectus to be published when securities are offered to the public or admitted to trading on a regulated market, and repealing Directive 2003/71

(EU) No 2017/1129

Beschluss:: 06/14/2017 (A)
Verkuendung:: 06/30/2017 (P)

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Directive of company law (Details)

2017/1132/EU

Beschluss:: 06/14/2017 (A)
Verkuendung:: 06/30/2017 (P)

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http://eur-lex.europa.eu/legal-content/EN/TXT/?qid=1498546786065&uri=CELEX%3A32017R0988

(EU) No 2017/988

Beschluss:: 06/06/2017 (A)
Verkuendung:: 06/13/2017 (P)

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Commission Implementing Regulation (EU) 2017/981 of 7 June 2017 laying down implementing technical standards with regard to standard forms, templates and procedures for the consultation of other competent authorities prior to granting an authorisation in accordance with Directive 2014/65/EU of the European Parliament and of the Council

(EU) No 2017/981

Beschluss:: 06/07/2017 (A)
Verkuendung:: 06/10/2017 (P)

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Commission Implementing Regulation (EU) 2017/980 of 7 June 2017 laying down implementing technical standards with regard to standard forms, templates and procedures for cooperation in supervisory activities, for on-site verifications, and investigations and exchange of information between competent authorities in accordance with Directive 2014/65/EU of the European Parliament and of the Council

(EU) No 2017/980

Beschluss:: 06/07/2017 (A)
Verkuendung:: 06/10/2017 (P)

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Commission Delegated Directive (EU) 2017/593 of 7 April 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to safeguarding of financial instruments and funds belonging to clients, product governance obligations and the rules applicable to the provision or reception of fees, commissions or any monetary or non-monetary benefits

2017/593/EU

Beschluss:: 04/07/2016 (A)
Verkuendung:: 03/31/2017 (P)

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Commission Delegated Regulation (EU) 2017/565 of 25 April 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council as regards organisational requirements and operating conditions for investment firms and defined terms for the purposes of that Directive

(EU) No 2017/565

Beschluss:: 04/25/2016 (A)
Verkuendung:: 03/31/2017 (P)

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Commission Delegated Regulation (EU) 2017/577 of 13 June 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards on the volume cap mechanism and the provision of information for the purposes of transparency and other calculations

(EU) No 2017/577

Beschluss:: 06/13/2016 (A)
Verkuendung:: 03/31/2017 (P)

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Commission Delegated Regulation (EU) 2017/583 of 14 July 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards on transparency requirements for trading venues and investment firms in respect of bonds, structured finance products, emission allowances and derivatives

(EU) No 2017/583

Beschluss:: 07/14/2016 (A)
Verkuendung:: 03/31/2017 (P)

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Commission Delegated Regulation (EU) 2017/587 of 14 July 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards on transparency requirements for trading venues and investment firms in respect of shares, depositary receipts, exchange-traded funds, certificates and other similar financial instruments and on transaction execution obligations in respect of certain shares on a trading venue or by a systematic internaliser

(EU) No 2017/587

Beschluss:: 07/14/2016 (A)
Verkuendung:: 03/31/2017 (P)

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Commission Delegated Regulation (EU) 2017/579 of 13 June 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards on the direct, substantial and foreseeable effect of derivative contracts within the Union and the prevention of the evasion of rules and obligations

(EU) No 2017/579

Beschluss:: 05/15/2014 (A)
Verkuendung:: 03/31/2017 (P)

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Commission Delegated Regulation (EU) 2017/572 of 2 June 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards on the specification of the offering of pre-and post-trade data and the level of disaggregation of data

(EU) No 2017/572

Beschluss:: 06/02/2016 (A)
Verkuendung:: 03/31/2017 (P)

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Commission Delegated Regulation (EU) 2017/581 of 24 June 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards on clearing access in respect of trading venues and central counterparties

(EU) No 2017/581

Beschluss:: 06/24/2016 (A)
Verkuendung:: 03/31/2017 (P)

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Commission Delegated Regulation (EU) 2017/590 of 28 July 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the reporting of transactions to competent authorities

(EU) No 2017/590

Beschluss:: 07/28/2016 (A)
Verkuendung:: 03/31/2017 (P)

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Commission Delegated Regulation (EU) 2017/585 of 14 July 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the data standards and formats for financial instrument reference data and technical measures in relation to arrangements to be made by the European Securities and Markets Authority and competent authorities

(EU) No 2017/585

Beschluss:: 07/14/2016 (A)
Verkuendung:: 03/31/2017 (P)

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Commission Delegated Regulation (EU) 2017/580 of 24 June 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the maintenance of relevant data relating to orders in financial instruments

(EU) No 2017/580

Beschluss:: 06/24/2016 (A)
Verkuendung:: 03/31/2017 (P)

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Commission Delegated Regulation (EU) 2017/582 of 29 June 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards specifying the obligation to clear derivatives traded on regulated markets and timing of acceptance for clearing

(EU) No 2017/582

Beschluss:: 06/29/2016 (A)
Verkuendung:: 03/31/2017 (P)

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Commission Delegated Regulation (EU) 2017/586 of 14 July 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for the exchange of information between competent authorities when cooperating in supervisory activities, on-the-spot verifications and investigations

(EU) No 2017/586

Beschluss:: 07/14/2016 (A)
Verkuendung:: 03/31/2017 (P)

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Commission Delegated Regulation (EU) 2017/589 of 19 July 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards specifying the organisational requirements of investment firms engaged in algorithmic trading

(EU) No 2017/589

Beschluss:: 07/19/2016 (A)
Verkuendung:: 03/31/2017 (P)

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Commission Delegated Regulation (EU) 2017/584 of 14 July 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards specifying organisational requirements of trading venues

(EU) No 2017/584

Beschluss:: 07/14/2016 (A)
Verkuendung:: 03/31/2017 (P)

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Commission Delegated Regulation (EU) 2017/566 of 18 May 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards for the ratio of unexecuted orders to transactions in order to prevent disorderly trading conditions

(EU) No 2017/566

Beschluss:: 05/18/2016 (A)
Verkuendung:: 03/31/2017 (P)

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Commission Delegated Regulation (EU) 2017/573 of 6 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards on requirements to ensure fair and non-discriminatory co-location services and fee structures

(EU) No 2017/573

Beschluss:: 06/06/2016 (A)
Verkuendung:: 03/31/2017 (P)

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Commission Delegated Regulation (EU) /... supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards on the tick size regime for shares, depositary receipts and exchange traded funds

(EU) No 2017/588

Beschluss:: 07/14/2016 (A)
Verkuendung:: 03/31/2017 (P)

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Commission Delegated Regulation (EU) 2017/570 of 26 May 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards for the determination of a material market in terms of liquidity in relation to notifications of a temporary halt in trading

(EU) No 2017/570

Beschluss:: 05/26/2016 (A)
Verkuendung:: 03/31/2017 (P)

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Commission Delegated Regulation (EU) 2017/571 of 2 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards on the authorisation, organisational requirements and the publication of transactions for data reporting services providers

(EU) No 2017/571

Beschluss:: 06/02/2016 (A)
Verkuendung:: 03/31/2017 (P)

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Commission Delegated Regulation (EU) 2017/569 of 24 May 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for the suspension and removal of financial instruments from trading

(EU) No 2017/569

Beschluss:: 05/24/2016 (A)
Verkuendung:: 03/31/2017 (P)

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Commission Delegated Regulation (EU) 2017/574 of 7 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for the level of accuracy of business clocks

(EU) No 2017/574

Beschluss:: 06/07/2016 (A)
Verkuendung:: 03/31/2017 (P)

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Commission Delegated Regulation (EU) 2017/575 of 8 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards concerning the data to be published by execution venues on the quality of execution of transactions

(EU) No 2017/575

Beschluss:: 06/08/2016 (A)
Verkuendung:: 03/31/2017 (P)

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Commission Delegated Regulation (EU) 2017/576 of 8 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for the annual publication by investment firms of information on the identity of execution venues and on the quality of execution

(EU) No 2017/576

Beschluss:: 06/08/2016 (A)
Verkuendung:: 03/31/2017 (P)

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Commission Delegated Regulation (EU) 2017/592 of 1 December 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for the criteria to establish when an activity is considered to be ancillary to the main business

(EU) No 2017/592

Beschluss:: 12/01/2016 (A)
Verkuendung:: 03/31/2017 (P)

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Commission Delegated Regulation (EU) 2017/591 of 1 December 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for the application of position limits to commodity derivatives

(EU) No 2017/591

Beschluss:: 12/01/2017 (A)
Verkuendung:: 03/31/2017 (P)

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Commission Delegated Regulation (EU) 2017/567 of 18 May 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to definitions, transparency, portfolio compression and supervisory measures on product intervention and positions

(EU) No 2017/567

Beschluss:: 05/18/2016 (A)
Verkuendung:: 03/31/2017 (P)

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Commission Delegated Regulation (EU) 2017/568 of 24 May 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards for the admission of financial instruments to trading on regulated markets

(EU) No 2017/568

Beschluss:: 05/24/2016 (A)
Verkuendung:: 03/31/2017 (P)

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Commission Delegated Regulation (EU) 2017/578 of 13 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards specifying the requirements on market making agreements and schemes

(EU) No 2017/578

Beschluss:: 06/13/2016 (A)
Verkuendung:: 03/13/2017 (P)

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Commission Delegated Regulation (EU) 2016/2020 of 26 May 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards on criteria for determining whether derivatives subject to the clearing obligation should be subject to the trading obligation

(EU) No 2016/2020

Beschluss:: 05/26/2016 (A)
Verkuendung:: 11/19/2016 (P)

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Commission Delegated Regulation (EU) 2016/2021 of 2 June 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council on markets in financial instruments with regard to regulatory technical standards on access in respect of benchmarks

(EU) No 2016/2021

Beschluss:: 06/02/2016 (A)
Verkuendung:: 11/19/2016 (P)

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Commission Delegated Regulation (EU) 2016/2022 of 14 July 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards concerning the information for registration of third-country firms and the format of information to be provided to the clients

(EU) No 2016/2022

Beschluss:: 07/14/2016 (A)
Verkuendung:: 11/19/2016 (P)

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Commission Implementing Regulation (EU) 2016/1368 of 11 August 2016 establishing a list of critical benchmarks used in financial markets pursuant to Regulation (EU) 2016/1011 of the European Parliament and of the Council

(EU) No 2016/1368

Beschluss:: 08/11/2016 (A)
Verkuendung:: 08/12/2016 (P)

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Directive extending the application date of MiFID II (Details)

2016/1034/EU

Beschluss:: 06/23/2016 (A)
Verkuendung:: 06/30/2016 (P)

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Regulation extending the application date of MiFIR (Details)

(EU) No 2016/1033

Beschluss:: 06/23/2016 (A)
Verkuendung:: 06/30/2016 (P)

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Commission delegated Regulation (EU) 2016/1052 supplementing Regulation (EU) No 596/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the conditions applicable to buy-back programmes and stabilisation measures

(EU) No 2016/1052

Beschluss:: 03/08/2016 (A)
Verkuendung:: 06/30/2016 (P)

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Commission Implementing Regulation (EU) 2016/1055 of 29 June 2016 laying down implementing technical standards with regard to the technical means for appropriate public disclosure of inside information and for delaying the public disclosure of inside information in accordance with Regulation (EU) No 596/2014 of the European Parliament and of the Council

(EU) No 2016/1055

Beschluss:: 06/29/2016 (A)
Verkuendung:: 06/30/2016 (P)

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Benchmark Regulation (Details)

(EU) No 2016/1011

Beschluss:: 06/08/2016 (A)
Verkuendung:: 06/29/2016 (P)

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Commission Delegated Regulation (EU) 2016/957 of 9 March 2016 supplementing Regulation (EU) No 596/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the appropriate arrangements, systems and procedures as well as notification templates to be used for preventing, detecting and reporting abusive practices or suspicious orders or transactions

(EU) No 957/2016

Beschluss:: 03/09/2016 (A)
Verkuendung:: 06/17/2016 (P)

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Commission Implementing Regulation (EU) 2016/959 of 17 May 2016 laying down implementing technical standards for market soundings with regard to the systems and notification templates to be used by disclosing market participants and the format of the records in accordance with Regulation (EU) No 596/2014 of the European Parliament and of the Council

(EU) No 2016/959

Beschluss:: 05/17/2016 (A)
Verkuendung:: 06/17/2016 (P)

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Commission Delegated Regulation (EU) 2016/960 of 17 May 2016 supplementing Regulation (EU) No 596/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the appropriate arrangements, systems and procedures for disclosing market participants conducting market soundings

(EU) No 2016/960

Beschluss:: 05/17/2016 (A)
Verkuendung:: 06/17/2016 (P)

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Commission Delegated Regulation (EU) 2016/958 of 9 March 2016 supplementing Regulation (EU) No 596/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the technical arrangements for objective presentation of investment recommendations or other information recommending or suggesting an investment strategy and for disclosure of particular interests or indications of conflicts of interest

(EU) No 2016/958

Beschluss:: 03/09/2016 (A)
Verkuendung:: 06/17/2016 (P)

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Commission Delegated Regulation (EU) 2016/908 of 26 February 2016 supplementing Regulation (EU) No 596/2014 of the European Parliament and of the Council laying down regulatory technical standards on the criteria, the procedure and the requirements for establishing an accepted market practice and the requirements for maintaining it, terminating it or modifying the conditions for its acceptance

(EU) No 2016/908

Beschluss:: 02/26/2016 (A)
Verkuendung:: 06/10/2016 (P)

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Commission Delegated Regulation (EU) 2016/909 of 1 March 2016 supplementing Regulation (EU) No 596/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the content of notifications to be submitted to competent authorities and the compilation, publication and maintenance of the list of notifications

(EU) No 2016/909

Beschluss:: 03/01/2016 (A)
Verkuendung:: 06/10/2016 (P)

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Commission Implementing Regulation (EU) 2016/824 of 25 May 2016 laying down implementing technical standards with regard to the content and format of the description of the functioning of multilateral trading facilities and organised trading facilities and the notification to the European Securities and Markets Authority according to Directive 2014/65/EU of the European Parliament and of the Council on markets in financial instruments

(EU) No 2016/824

Beschluss:: 05/25/2016 (A)
Verkuendung:: 05/26/2016 (P)

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(EU) No 2016/824

Beschluss:: 05/25/2016 (A)
Verkuendung:: 05/26/2016 (P)

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Commission Delegated Regulation (EU) 2016/522 of 17 December 2015 supplementing Regulation (EU) No 596/2014 of the European Parliament and of the Council as regards an exemption for certain third countries public bodies and central banks, the indicators of market manipulation, the disclosure thresholds, the competent authority for notifications of delays, the permission for trading during closed periods and types of notifiable managers' transactions

(EU) No 2016/522

Beschluss:: 12/17/2015 (A)
Verkuendung:: 04/05/2016 (P)

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Commission Implementing Regulation (EU) 2016/523 of 10 March 2016 laying down implementing technical standards with regard to the format and template for notification and public disclosure of managers' transactions in accordance with Regulation (EU) No 596/2014 of the European Parliament and of the Council

(EU) No 2016/523

Beschluss:: 03/10/2016 (A)
Verkuendung:: 04/05/2016 (P)

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Commission Delegated Regulation (EU) 2016/467 of 30 September 2015 amending Commission Delegated Regulation (EU) 2015/35 concerning the calculation of regulatory capital requirements for several categories of assets held by insurance and reinsurance undertakings

(EU) No 2016/467

Beschluss:: 09/30/2015 (A)
Verkuendung:: 04/01/2016 (P)

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Commission Implementing Regulation (EU) 2016/378 of 11 March 2016 laying down implementing technical standards with regard to the timing, format and template of the submission of notifications to competent authorities according to Regulation (EU) No 596/2014 of the European Parliament and of the Council

(EU) No 2016/378

Beschluss:: 03/11/2016 (A)
Verkuendung:: 03/17/2016 (P)

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Commission Implementing Regulation (EU) 2016/347 of 10 March 2016 laying down implementing technical standards with regard to the precise format of insider lists and for updating insider lists in accordance with Regulation (EU) No 596/2014 of the European Parliament and of the Council

(EU) No 2016/347

Beschluss:: 03/10/2016 (A)
Verkuendung:: 03/11/2016 (P)

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Commission Delegated Decision (EU) 2016/309 of 26 November 2015 on the equivalence of the supervisory regime for insurance and reinsurance undertakings in force in Bermuda to the regime laid down in Directive 2009/138/EC of the European Parliament and of the Council and amending Comission Delegated Decision (EU) 2015/2290

2016/309/EU

Beschluss:: 11/26/2015 (A)
Verkuendung:: 03/04/2016 (P)

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Commission Delegated Decision (EU) 2016/310 of 26 November 2015 on the equivalence of the solvency regime for insurance and reinsurance undertakings in force in Japan to the regime laid down in Directive 2009/138/EC of the European Parliament and of the Council

2016/310/EU

Beschluss:: 11/26/2015 (A)
Verkuendung:: 03/04/2016 (P)

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Commission Delegated Regulation (EU) 2016/301 of 30 November 2015 supplementing Directive 2003/71/EC of the European Parliament and of the Council with regard to regulatory technical standards for approval and publication of the prospectus and dissemination of advertisements and amending Commission Regulation (EC) No 809/2004

(EU) No 2016/301

Beschluss:: 11/30/2015 (A)
Verkuendung:: 03/04/2016 (P)

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Commission Implementing Regulation (EU) 2016/165 of 5 February 2016 laying down technical information for the calculation of technical provisions and basic own funds for reporting with reference dates from 1 January until 30 March 2016 in accordance with Directive 2009/138/EC of the European Parliament and of the Council (Solvency II)

(EU) No 2016/165

Beschluss:: 02/05/2016 (A)
Verkuendung:: 02/09/2016 (P)

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Commission Implementing Regulation (EU) 2015/2450 of 2 December 2015 laying down implementing technical standards with regard to the templates for the submission of information to the supervisory authorities according to Directive 2009/138/EC of the European Parliament and of the Council

(EU) No 2015/2450

Beschluss:: 12/02/2015 (A)
Verkuendung:: 12/31/2015 (P)

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Commission Implementing Regulation (EU) 2015/2451 of 2 December 2015 laying down implementing technical standards with regard to the templates and structure of the disclosure of specific information by supervisory authorities in accordance with Directive 2009/138/EC of the European Parliament and of the Council

(EU) No 2015/2451

Beschluss:: 12/02/2015 (A)
Verkuendung:: 12/31/2015 (P)

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Commission Implementing Regulation (EU) 2015/2452 of 2 December 2015 laying down implementing technical standards with regard to the procedures, formats and templates of the solvency and financial condition report in accordance with Directive 2009/138/EC of the European Parliament and of the Council

(EU) No 2015/2452

Beschluss:: 12/02/2015 (A)
Verkuendung:: 12/31/2015 (P)

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Directive on Payment Services II, PSD II (Details)

2015/2366/EU

Beschluss:: 11/25/2015 (A)
Verkuendung:: 12/23/2015 (P)

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Transparency of securities financing transactions (Details)

(EU) No 2015/2365

Beschluss:: 11/25/2015 (A)
Verkuendung:: 12/23/2015 (P)

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Commission Implementing Directive (EU) 2015/2392 of 17 December 2015 on Regulation (EU) No 596/2014 of the European Parliament and of the Council as regards reporting to competent authorities of actual or potential infringements of that Regulation

2015/2392/EU

Beschluss:: 12/17/2015 (A)
Verkuendung:: 12/18/2015 (P)

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Council Directive 2015/2060/EU of 10 November 2015 repealing Directive 2003/48/EC on taxation of savings income in the form of interest payments

2015/2060/EU

Beschluss:: 11/10/2015 (A)
Verkuendung:: 12/08/2015 (P)

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Commission Implementing Regulation (EU) 2015/2012 of 11 November 2015 laying down implementing technical standards with regard to the procedures for decisions to set, calculate and remove capital add-ons in accordance with Directive 2009/138/EC of the European Parliament and of the Council

(EU) No 2015/2012

Beschluss:: 11/11/2015 (A)
Verkuendung:: 11/12/2015 (P)

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Commission Implementing Regulation (EU) 2015/2011 of 11 November 2015 laying down implementing technical standards with regard to the lists of regional governments and local authorities, exposures to whom are to be treated as exposures to the central government in accordance with Directive 2009/138/EC of the European Parliament and of the Council

(EU) No 2015/2011

Beschluss:: 11/11/2015 (A)
Verkuendung:: 11/12/2015 (P)

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Commission Implementing Regulation (EU) 2015/2013 of 11 November 2015 laying down implementing technical standards with regard to standard deviations in relation to health risk equalisation systems in accordance with Directive 2009/138/EC of the European Parliament and of the Council

(EU) No 2015/2013

Beschluss:: 11/11/2015 (A)
Verkuendung:: 11/12/2015 (P)

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Commission Implementing Regulation (EU) 2015/2014 of 11 November 2015 laying down implementing technical standards with regard to the procedures and templates for the submission of information to the group supervisor and for the exchange of information between supervisory authorities in accordance with Directive 2009/138/EC of the European Parliament and of the Council

(EU) No 2015/2014

Beschluss:: 11/11/2015 (A)
Verkuendung:: 11/12/2015 (P)

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Commission Implementing Regulation (EU) 2015/2015 of 11 November 2015 laying down implementing technical standards on the procedures for assessing external credit assessments in accordance with Directive 2009/138/EC of the European Parliament and of the Council

(EU) No 2015/2015

Beschluss:: 11/11/2015 (A)
Verkuendung:: 11/12/2015 (P)

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Commission Implementing Regulation (EU) 2015/2016 of 11 November 2015 laying down the implementing technical standards with regard to the equity index for the symmetric adjustment of the standard equity capital charge in accordance with Directive 2009/138/EC of the European Parliament and of the Council

(EU) No 2015/2016

Beschluss:: 11/11/2015 (A)
Verkuendung:: 11/12/2015 (P)

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Commission Implementing Regulation (EU) 2015/2017 of 11 November 2015 laying down implementing technical standards with regard to the adjusted factors to calculate the capital requirement for currency risk for currencies pegged to the euro in accordance with Directive 2009/138/EC of the European Parliament and of the Council

(EU) No 2015/2017

Beschluss:: 11/11/2015 (A)
Verkuendung:: 11/12/2015 (P)

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ommission Delegated Regulation (EU) 2015/1604 of 12 June 2015 amending Regulation (EC) No 809/2004 implementing Directive 2003/71/EC of the European Parliament and of the Council as regards elements related to prospectuses and advertisements

(EU) No 2015/1604

Beschluss:: 06/12/2015 (A)
Verkuendung:: 09/25/2015 (P)

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Commission Implementing Decision (EU) 2015/1612 of 23 September 2015 amending Decision 2008/961/EC on the use by third countries' issuers of securities of certain third country's national accounting standards and International Financial Reporting Standards to prepare their consolidated financial statements

2015/1612/EU

Beschluss:: 09/23/2015 (A)
Verkuendung:: 09/25/2015 (P)

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Commission Delegated Regulation (EU) 2015/1605 of 12 June 2015 amending Regulation (EC) No 1569/2007 establishing a mechanism for the determination of equivalence of accounting standards applied by third country issuers of securities pursuant to Directives 2003/71/EC and 2004/109/EC of the European Parliament and of the Council

(EU) No 2015/1605

Beschluss:: 06/12/2015 (A)
Verkuendung:: 09/25/2015 (P)

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Council Regulation (EU) 2015/1589 of 13 July 2015 laying down detailed rules for the application of Article 108 of the Treaty on the Functioning of the European Union

(EU) No 2015/1589

Beschluss:: 07/13/2015 (A)
Verkuendung:: 09/24/2015 (P)

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Commission Delegated Decision (EU) 2015/1602 of 5 June 2015 on the equivalence of the solvency and prudential regime for insurance and reinsurance undertakings in force in Switzerland based on Articles 172(2), 227(4) and 260(3) of Directive 2009/138/EC of the European Parliament and of the Council

2015/1602/EU

Beschluss:: 06/05/2015 (A)
Verkuendung:: 09/24/2015 (P)

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Commission Delegated Regulation (EU) 2015/1515 of 5 June 2015 amending Regulation (EU) No 648/2012 of the European Parliament and of the Council as regards the extension of the transitional periods related to pension scheme arrangements

(EU) No 2015/1515

Beschluss:: 06/05/2015 (A)
Verkuendung:: 09/15/2015 (P)

Text versions:

Council Regulation (EU) 2015/1360 of 4 August 2015 amending Regulation (EU) No 407/2010 establishing a European financial stabilisation mechanism

(EU) No 2015/1360

Beschluss:: 08/04/2015 (A)
Verkuendung:: 08/07/2015 (P)

Text versions:

Regulation of the European Parliament and of the Council of 20 May 2015 on information accompanying transfers of funds and repealing Regulation (EC) No 1781/2006

(EU) No 2015/847

Beschluss:: 05/20/2015 (A)
Verkuendung:: 06/05/2015 (P)

Text versions:

Directive (EU) 2015/849 of the European Parliament and of the Council of 20 May 2015 on the prevention of the use of the financial system for the purposes of money laundering or terrorist financing, amending Regulation (EU) No 648/2012 of the European Parliament and of the Council, and repealing Directive 2005/60/EC of the European Parliament and of the Council and Commission Directive 2006/70/EC

2015/849/EU

Beschluss:: 05/20/2015 (A)
Verkuendung:: 06/05/2015 (P)

Text versions:

ELTIF (Details)

(EU) No 2015/760

Beschluss:: 04/29/2015 (A)
Verkuendung:: 05/19/2015 (P)

Text versions:

MIF Regulation (Details)

(EU) No 2015/751

Beschluss:: 04/29/2015 (A)
Verkuendung:: 05/19/2015 (P)

Text versions:

Commission Delegated Regulation (EU) 2015/761 of 17 December 2014 supplementing Directive 2004/109/EC of the European Parliament and of the Council with regard to certain regulatory technical standards on major holdings

(EU) No 2015/761

Beschluss:: 12/17/2014 (A)
Verkuendung:: 05/13/2015 (P)

Text versions:

Commission Implementing Regulation (EU) 2015/498 of 24 March 2015 laying down implementing technical standards with regard to the supervisory approval procedure to use undertaking-specific parameters in accordance with Directive 2009/138/EC of the European Parliament and of the Council

(EU) No 2015/498

Beschluss:: 03/24/2015 (A)
Verkuendung:: 03/25/2015 (P)

Text versions:

Commission Implementing Regulation (EU) 2015/499 of 24 March 2015 laying down implementing technical standards with regard to the procedures to be used for granting supervisory approval for the use of ancillary own-fund items in accordance with Directive 2009/138/EC of the European Parliament and of the Council

(EU) No 2015/499

Beschluss:: 03/24/2015 (A)
Verkuendung:: 03/25/2015 (P)

Text versions:

Commission Implementing Regulation (EU) 2015/500 of 24 March 2015 laying down implementing technical standards with regard to the procedures to be followed for the supervisory approval of the application of a matching adjustment in accordance with Directive 2009/138/EC of the European Parliament and of the Council

(EU) No 2015/500

Beschluss:: 03/24/2015 (A)
Verkuendung:: 03/25/2015 (P)

Text versions:

Commission Implementing Regulation (EU) 2015/460 of 19 March 2015 laying down implementing technical standards with regard to the procedure concerning the approval of an internal model in accordance with Directive 2009/138/EC of the European Parliament and of the Council

(EU) No 2015/460

Beschluss:: 03/19/2015 (A)
Verkuendung:: 03/20/2015 (P)

Text versions:

Commission Implementing Regulation (EU) 2015/461 of 19 March 2015 laying down implementing technical standards with regard to the process to reach a joint decision on the application to use a group internal model in accordance with Directive 2009/138/EC of the European Parliament and of the Council

(EU) No 2015/461

Beschluss:: 03/19/2015 (A)
Verkuendung:: 03/20/2015 (P)

Text versions:

Commission Implementing Regulation (EU) 2015/462 of 19 March 2015 laying down implementing technical standards with regard to the procedures for supervisory approval to establish special purpose vehicles, for the cooperation and exchange of information between supervisory authorities regarding special purpose vehicles as well as to set out formats and templates for information to be reported by special purpose vehicles in accordance with Directive 2009/138/EC of the European Parliament and of the Council

(EU) No 2015/462

Beschluss:: 03/19/2015 (A)
Verkuendung:: 03/20/2015 (P)

Text versions:

The Council implementing Regulation (EU) 2015/81 of 19 December 2014 specifying uniform conditions of application of Regulation (EU) No 806/2014 of the European Parliament and of the Council with regard to ex ante contributions to the Single Resolution Fund

(EU) No 2015/81

Beschluss:: 12/19/2014 (A)
Verkuendung:: 01/22/2015 (P)

Text versions:

Commission Delegated Regulation (EU) 2015/63 of 21 October 2014 supplementing Directive 2014/59/EU of the European Parliament and of the Council with regard to ex ante contributions to resolution financing arrangements

(EU) No 2015/63

Beschluss:: 10/21/2014 (A)
Verkuendung:: 01/17/2015 (P)

Text versions:

Regulation (EU) No 2015/35 amended by

(EU) No 2015/35

Beschluss:: 09/30/2015 (A)
Verkuendung:: 04/01/2016 (P)

Commission Delegated Regulation (EU) 2015/62 of 10 October 2014 amending Regulation (EU) No 575/2013 of the European Parliament and of the Council with regard to the leverage ratio

(EU) No 2015/62

Beschluss:: 10/10/2014 (A)
Verkuendung:: 01/17/2015 (P)

Text versions:

Commission Delegated Regulation (EU) 2015/1 of 30 September 2014 supplementing Regulation (EC) No 1060/2009 of the European Parliament and of the Council with regard to regulatory technical standards for the periodic reporting on fees charged by credit rating agencies for the purpose of ongoing supervision by the European Securities and Markets Authority

(EU) No 2015/1

Beschluss:: 09/30/2014 (A)
Verkuendung:: 01/06/2015 (P)

Text versions:

Commission Delegated Regulation (EU) 2015/2 of 30 September 2014 supplementing Regulation (EC) No 1060/2009 of the European Parliament and of the Council with regard to regulatory technical standards for the presentation of the information that credit rating agencies make available to the European Securities and Markets Authority

(EU) No 2015/2

Beschluss:: 09/30/2014 (A)
Verkuendung:: 01/06/2015 (P)

Text versions:

Commission Delegated Regulation (EU) 2015/3 of 30 September 2014 supplementing Regulation (EC) No 1060/2009 of the European Parliament and of the Council with regard to regulatory technical standards on disclosure requirements for structured finance instruments

(EU) No 2015/3

Beschluss:: 09/30/2014 (A)
Verkuendung:: 01/06/2015 (P)

Text versions:

PRIIPs Regulation (Regulation (EU) No 1286/2014) supplemented by

Commission Delegated Regulation (EU) /... supplementing Regulation (EU) No 1286/2014 of the European Parliament and of the Council on key information documents for packaged retail and insurance-based investment products (PRIIPs) by laying down regulatory technical standards with regard to the presentation, content, review and revision of key information documents and the conditions for fulfilling the requirement to provide such documents

(EU) No 1286/2014

Commission Delegated Regulation (EU) No 1125/2014 of 19 September 2014 supplementing Directive 2014/17/EU of the European Parliament and of the Council with regard to regulatory technical standards on the minimum monetary amount of the professional indemnity insurance or comparable guarantee to be held by credit intermediaries

(EU) No 1125/2014

Beschluss:: 09/19/2014 (A)
Verkuendung:: 10/24/2014 (P)

Text versions:

CSD Regulation (Regulation (EU) No 909/2014) amended by

Regulation extending the application date of MiFIR (Details)

(EU) No 909/2014

Beschluss:: 06/23/2016 (A)
Verkuendung:: 06/30/2016 (P)

Text versions:

UCITS V (Details)

2014/91/EU

Beschluss:: 07/23/2014 (A)
Verkuendung:: 08/28/2014 (P)

Text versions:

Directive on payment accounts (Details)

2014/92/EU

Beschluss:: 07/23/2014 (A)
Verkuendung:: 08/28/2014 (P)

SRM Regulation (Regulation (EU) No 806/2014) amended by

Regulation of the European Parliament and of the Council amending Regulation (EU) 806/2014 in order to establish a European Deposit Insurance Scheme

(EU) No 806/2014

Commission Delegated Regulation (EU) No 694/2014 of 17 December 2013 supplementing Directive 2011/61/EU of the European Parliament and of the Council with regard to regulatory technical standards determining types of alternative investment fund managers

(EU) No 694/2014

Beschluss:: 12/17/2013 (A)
Verkuendung:: 06/24/2014 (P)

Text versions:

Commission Delegated Regulation (EU) No 667/2014 of 13 March 2014 supplementing Regulation (EU) No 648/2012 of the European Parliament and of the Council with regard to rules of procedure for penalties imposed on trade repositories by the European Securities and Markets Authority including rules on the right of defence and temporal provisions

(EU) No 667/2014

Beschluss:: 03/13/2014 (A)
Verkuendung:: 06/19/2014 (P)

Text versions:

Commission Implementing Regulation (EU) No 643/2014 of 16 June 2014 laying down implementing technical standards with regard to the reporting of national provisions of prudential nature relevant to the field of occupational pension schemes according to Directive 2003/41/EC of the European Parliament and of the Council

(EU) No 643/2014

Beschluss:: 06/16/2014 (A)
Verkuendung:: 06/17/2014 (P)

Text versions:

Bank Recovery and Resolution Directive, BRRD (Directive 2014/59/EU) amended by

Proposal for a Directive of the European Parliament and of the Council amending Directive 2014/59/EU on loss-absorbing and recapitalisation capacity of credit institutions and investment firms and amending Directive 98/26/EC, Directive 2002/47/EC, Directive 2012/30/EU, Directive 2011/35/EU, Directive 2005/56/EC, Directive 2004/25/EC and Directive 2007/36/EC

2014/59/EU

Deposit Guarantee Schemes Directive, DGSD (Directive 2014/49/EU) corrected by

Deposit Guarantee Schemes Directive, DGSD (Details)

2014/49/EU

Beschluss:: 04/16/2014 (A)
Verkuendung:: 06/12/2014 (P)

Text versions:

Market Abuse Regulation, MAR (Regulation (EU) No 596/2014) amended by

Regulation extending the application date of MiFIR (Details)

(EU) No 596/2014

Beschluss:: 06/23/2016 (A)
Verkuendung:: 06/30/2016 (P)

Text versions:

MiFID II (Directive 2014/65/EU) amended by

Directive extending the application date of MiFID II (Details)

2014/65/EU

Beschluss:: 06/23/2016 (A)
Verkuendung:: 06/30/2016 (P)

Text versions:

MiFIR (Regulation (EU) No 600/2014) amended by

Regulation extending the application date of MiFIR (Details)

(EU) No 600/2014

Beschluss:: 06/23/2016 (A)
Verkuendung:: 06/30/2016 (P)

Text versions:

market abuse directive, MAD (Details)

2014/57/EU

Beschluss:: 04/16/2014 (A)
Verkuendung:: 06/12/2014 (P)

Text versions:

Omnibus II Directive (Details)

2014/51/EU

Beschluss:: 04/16/2014 (A)
Verkuendung:: 05/22/2014 (P)

Text versions:

SSM Framework Regulation (Details)

(EU) No 468/2014

Beschluss:: 04/16/2014 (A)
Verkuendung:: 05/14/2014 (P)

Text versions:

Commission Implementing Decision 2014/249/EU of 28 April 2014 on the recognition of the legal and supervisory framework of Hong Kong as equivalent to the requirements of Regulation (EC) No 1060/2009 of the European Parliament and of the Council on credit rating agencies

2014/249/EU

Beschluss:: 04/28/2014 (A)
Verkuendung:: 05/03/2014 (P)

Text versions:

Commission Implementing Decision 2014/247/EU of 28 April 2014 on the recognition of the legal and supervisory framework of Mexico as equivalent to the requirements of Regulation (EC) No 1060/2009 of the European Parliament and of the Council on credit rating agencies

2014/247/EU

Beschluss:: 04/28/2014 (A)
Verkuendung:: 05/03/2014 (P)

Text versions:

Commission Implementing Decision 2014/246/EU of 28 April 2014 on the recognition of the legal and supervisory framework of Argentina as equivalent to the requirements of Regulation (EC) No 1060/2009 of the European Parliament and of the Council on credit rating agencies

2014/246/EU

Beschluss:: 04/28/2014 (A)
Verkuendung:: 05/03/2014 (P)

Text versions:

Commission Implementing Decision 2014/248/EU of 28 April 2014 on the recognition of the legal and supervisory framework of Singapore as equivalent to the requirements of Regulation (EC) No 1060/2009 of the European Parliament and of the Council on credit rating agencies

2014/248/EU

Beschluss:: 04/28/2014 (A)
Verkuendung:: 05/03/2014 (P)

Text versions:

Commission Implementing Decision 2014/245/EU of 28 April 2014 on the recognition of the legal and supervisory framework of Brazil as equivalent to the requirements of Regulation (EC) No 1060/2009 of the European Parliament and of the Council on credit rating agencies

2014/245/EU

Beschluss:: 04/28/2014 (A)
Verkuendung:: 05/03/2014 (P)

Text versions:

Commission Delegated Regulation (EU) No 382/2014 of 7 March 2014 supplementing Directive 2003/71/EC of the European Parliament and of the Council with regard to regulatory technical standards for publication of supplements to the prospectus

(EU) No 382/2014

Beschluss:: 03/07/2014 (A)
Verkuendung:: 04/15/2014 (P)

Text versions:

Commission Delegated Regulation (EU) No 285/2014 of 13 February 2014 supplementing Regulation (EU) No 648/2012 of the European Parliament and of the Council with regard to regulatory technical standards on direct, substantial and foreseeable effect of contracts within the Union and to prevent the evasion of rules and obligations

(EU) No 285/2014

Beschluss:: 02/13/2014 (A)
Verkuendung:: 03/21/2014 (P)

Text versions:

Regulation (EU) No 248/2014 of the European Parliament and of the Council of 26 February 2014 amending Regulation (EU) No 260/2012 as regards the migration to Union-wide credit transfers and direct debits

(EU) No 248/2014

Beschluss:: 02/26/2014 (A)
Verkuendung:: 03/20/2014 (P)

Text versions:

Mortgage Credit Directive (Directive 2014/17/EU) amended by

Benchmark Regulation (Details)

2014/17/EU

Beschluss:: 06/08/2016 (A)
Verkuendung:: 06/29/2016 (P)

Commission Delegated Regulation (EU) No 183/2014 of 20 December 2013 supplementi01ng Regulation (EU) No 575/23 of the European Parliament and of the Council on prudential requirements for credit institutions and investment firms, with regard to regulatory technical standards for specifying the calculation of specific and general credit risk adjustments

(EU) No 183/2014

Beschluss:: 12/20/2013 (A)
Verkuendung:: 02/27/2014 (P)

Text versions:

Commission Implementing Regulation (EU) No 1423/2013 of 20 December 2013 laying down implementing technical standards with regard to disclosure of own funds requirements for institutions according to Regulation (EU) No 575/2013 of the European Parliament and of the Council

(EU) No 1423/2013

Beschluss:: 12/20/2013 (A)
Verkuendung:: 12/31/2013 (P)

Text versions:

Quick Fix Directive 2 (Details)

2013/58/EU

Beschluss:: 12/11/2013 (A)
Verkuendung:: 12/18/2013 (P)

Text versions:

Directive 2013/50/EU of the European Parliament and of the Council of 22 October 2013 amending Directive 2004/109/EC of the European Parliament and of the Council on the harmonisation of transparency requirements in relation to information about issuers whose securities are admitted to trading on a regulated market, Directive 2003/71/EC of the European Parliament and of the Council on the prospectus to be published when securities are offered to the public or admitted to trading and Commission Directive 2007/14/EC laying down detailed rules for the implementation of certain provisions of Directive 2004/109/EC

2013/50/EU

Beschluss:: 10/22/2013 (A)
Verkuendung:: 11/06/2013 (P)

Text versions:

SSM Regulation (Regulation (EU) No 1024/2013) concretized by

SSM Framework Regulation (Details)

(EU) No 1024/2013

Beschluss:: 04/16/2014 (A)
Verkuendung:: 05/14/2014 (P)

EBA Regulation (Details)

(EU) No 1022/2013

Beschluss:: 10/22/2013 (A)
Verkuendung:: 10/29/2013 (P)

Text versions:

Commission Delegated Regulation (EU) No 1003/2013 of 12 July 2013 supplementing Regulation (EU) No 648/2012 of the European Parliament and of the Council with regard to fees charged by the European Securities and Markets Authority to trade repositories

(EU) No 1003/2013

Beschluss:: 07/12/2013 (A)
Verkuendung:: 10/19/2013 (P)

Text versions:

Commission Delegated Regulation (EU) No 1002/2013 of 12 July 2013 amending Regulation (EU) No 648/2012 of the European Parliament and of the Council on OTC derivatives, central counterparties and trade repositories with regard to the list of exempted entities

(EU) No 1002/2013

Beschluss:: 07/12/2013 (A)
Verkuendung:: 10/19/2013 (P)

Text versions:

Commission Delegated Regulation (EU) No 876/2013 of 28 May 2013 supplementing Regulation (EU) No 648/2012 of the European Parliament and of the Council with regard to regulatory technical standards on colleges for central counterparties

(EU) No 876/2013

Beschluss:: 05/28/2013 (A)
Verkuendung:: 09/13/2013 (P)

Text versions:

Commission Regulation (EU) No 782/2013 of 14 August 2013 amending Annex III to Regulation (EU) No 66/2010 of the European Parliament and of the Council on the EU Ecolabel

(EU) No 782/2013

Beschluss:: 08/14/2013 (A)
Verkuendung:: 08/15/2013 (P)

Text versions:

Commission Delegated Regulation (EU) No 759/2013 of 30 April 2013 amending Regulation (EC) No 809/2004 as regards the disclosure requirements for convertible and exchangeable debt securities Text with EEA relevance

(EU) No 759/2013

Beschluss:: 04/30/2013 (A)
Verkuendung:: 08/08/2013 (P)

Text versions:

Commission Delegated Regulation (EU) No 621/2013 of 21 March 2013 correcting the Polish version of Regulation (EC) No 809/2004 implementing Directive 2003/71/EC of the European Parliament and of the Council as regards information contained in prospectuses as well as the format, incorporation by reference and publication of such prospectuses and dissemination of advertisements Text with EEA relevance

(EU) No 621/2013

Beschluss:: 03/21/2013 (A)
Verkuendung:: 06/28/2013 (P)

Text versions:

CRD IV (Directive 2013/36/EU) amended by

Directive on Payment Services II, PSD II (Details)

2013/36/EU

Beschluss:: 11/25/2015 (A)
Verkuendung:: 12/23/2015 (P)

Regulation (EU) No 575/2013 amended by

Commission Delegated Regulation (EU) 2015/62 of 10 October 2014 amending Regulation (EU) No 575/2013 of the European Parliament and of the Council with regard to the leverage ratio

(EU) No 575/2013

Beschluss:: 10/10/2014 (A)
Verkuendung:: 01/17/2015 (P)

Text versions:

Council Directive 2013/23/EU of 13 May 2013 adapting certain directives in the field of financial services, by reason of the accession of the Republic of Croatia

2013/23/EU

Beschluss:: 05/13/2013 (A)
Verkuendung:: 06/10/2013 (P)

Text versions:

Directive 2013/14/EU of the European Parliament and of the Council of 21 May 2013 amending Directive 2003/41/EC on the activities and supervision of institutions for occupational retirement provision, Directive 2009/65/EC on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS) and Directive 2011/61/EU on Alternative Investment Funds Managers in respect of over-reliance on credit ratings

2013/14/EU

Beschluss:: 05/21/2013 (A)
Verkuendung:: 05/31/2013 (P)

Text versions:

CRA III (Details)

(EU) No 462/2013

Beschluss:: 05/21/2013 (A)
Verkuendung:: 05/31/2013 (P)

Text versions:

Council Directive 2013/12/EU of 13 May 2013 adapting Directive 2012/27/EU of the European Parliament and of the Council on energy efficiency, by reason of the accession of the Republic of Croatia

2013/12/EU

Beschluss:: 05/13/2013 (A)
Verkuendung:: 05/28/2013 (P)

Text versions:

Commission Implementing Regulation (EU) No 447/2013 of 15 May 2013 establishing the procedure for AIFMs which choose to opt in under Directive 2011/61/EU of the European Parliament and of the Council

(EU) No 447/2013

Beschluss:: 05/15/2013 (A)
Verkuendung:: 05/16/2013 (P)

Text versions:

Commission implementing regulation (EU) No 448/2013 of 15 May 2013 establishing a procedure for determining the Member State of reference of a non-EU AIFM pursuant to Directive 2011/61/EU of the European Parliament and of the Council

(EU) No 448/2013

Beschluss:: 05/15/2013 (A)
Verkuendung:: 05/16/2013 (P)

Text versions:

Regulation of the European Parliament and of the Council on European Venture Capital Funds

(EU) No 345/2013

Beschluss:: 04/17/2013 (A)
Verkuendung:: 04/25/2013 (P)

Text versions:

Regulation of the European Parliament and of the Council on European Social Entrepreneurship Funds

(EU) No 346/2013

Beschluss:: 04/17/2013 (A)
Verkuendung:: 04/25/2013 (P)

Text versions:

Commission Delegated Regulation (EU) No 231/2013 of 19 December 2012 supplementing Directive 2011/61/EU of the European Parliament and of the Council with regard to exemptions, general operating conditions, depositaries, leverage, transparency and supervision

(EU) No 231/2013

Beschluss:: 12/19/2012 (A)
Verkuendung:: 03/22/2013 (P)

Text versions:

Commission Delegated Regulation (EU) No 152/2013 of 19 December 2012 supplementing Regulation (EU) No 648/2012 of the European Parliament and of the Council with regard to regulatory technical standards on capital requirements for central counterparties

(EU) No 152/2013

Beschluss:: 12/19/2012 (A)
Verkuendung:: 02/23/2013 (P)

Text versions:

Commission Delegated Regulation (EU) No 153/2013 of 19 December 2012 supplementing Regulation (EU) No 648/2012 of the European Parliament and of the Council with regard to regulatory technical standards on requirements for central counterparties

(EU) No 153/2013

Beschluss:: 12/19/2013 (A)
Verkuendung:: 02/23/2013 (P)

Text versions:

Commission Delegated Regulation (EU) No 149/2013 of 19 December 2012 supplementing Regulation (EU) No 648/2012 of the European Parliament and of the Council with regard to regulatory technical standards on indirect clearing arrangements, the clearing obligation, the public register, access to a trading venue, non-financial counterparties, and risk mitigation techniques for OTC derivatives contracts not cleared by a CCP

(EU) No 149/2013

Beschluss:: 12/19/2012 (A)
Verkuendung:: 02/23/2013 (P)

Text versions:

Commission Delegated Regulation (EU) No 148/2013 of 19 December 2012 supplementing Regulation (EU) No 648/2012 of the European Parliament and of the Council on OTC derivatives, central counterparties and trade repositories with regard to regulatory technical standards on the minimum details of the data to be reported to trade repositories

(EU) No 148/2013

Beschluss:: 12/19/2012 (A)
Verkuendung:: 02/23/2013 (P)

Text versions:

Commission Delegated Regulation (EU) No 150/2013 of 19 December 2012 supplementing Regulation (EU) No 648/2012 of the European Parliament and of the Council on OTC derivatives, central counterparties and trade repositories with regard to regulatory technical standards specifying the details of the application for registration as a trade repository

(EU) No 150/2013

Beschluss:: 12/19/2012 (A)
Verkuendung:: 02/23/2013 (P)

Text versions:

Commission Delegated Regulation (EU) No 151/2013 of 19 December 2012 supplementing Regulation (EU) No 648/2012 of the European Parliament and of the Council on OTC derivatives, central counterparties and trade repositories, with regard to regulatory technical standards specifying the data to be published and made available by trade repositories and operational standards for aggregating, comparing and accessing the data

(EU) No 151/2013

Beschluss:: 12/19/2012 (A)
Verkuendung:: 02/23/2013 (P)

Text versions:

Commission Implementing Regulation (EU) No 1249/2012 of 19 December 2012 laying down implementing technical standards with regard to the format of the records to be maintained by central counterparties according to Regulation (EU) No 648/2012 of the European Parliament and of the Council on OTC derivatives, central counterparties and trade repositories

(EU) No 1249/2012

Beschluss:: 12/19/2012 (A)
Verkuendung:: 12/21/2012 (P)

Text versions:

Commission Implementing Regulation (EU) No 1247/2012 of 19 December 2012 laying down implementing technical standards with regard to the format and frequency of trade reports to trade repositories according to Regulation (EU) No 648/2012 of the European Parliament and of the Council on OTC derivatives, central counterparties and trade repositories

(EU) No 1247/2012

Beschluss:: 12/19/2012 (A)
Verkuendung:: 12/21/2012 (P)

Text versions:

Commission Implementing Regulation (EU) No 1248/2012 of 19 December 2012 laying down implementing technical standards with regard to the format of applications for registration of trade repositories according to Regulation (EU) No 648/2012 of the European Parliament and of the Council on OTC derivatives, central counterparties and trade repositories

(EU) No 1248/2012

Beschluss:: 12/19/2012 (A)
Verkuendung:: 12/21/2012 (P)

Text versions:

Directive 2012/27/EU amended by

Council Directive 2013/12/EU of 13 May 2013 adapting Directive 2012/27/EU of the European Parliament and of the Council on energy efficiency, by reason of the accession of the Republic of Croatia

2012/27/EU

Beschluss:: 05/13/2013 (A)
Verkuendung:: 05/28/2013 (P)

Text versions:

Commission Delegated Regulation (EU) No 946/2012 of 12 July 2012 supplementing Regulation (EC) No 1060/2009 of the European Parliament and of the Council with regard to rules of procedure on fines imposed to credit rating agencies by the European Securities and Markets Authority, including rules on the right of defence and temporal provisions

(EU) No 946/2012

Beschluss:: 07/12/2012 (A)
Verkuendung:: 10/16/2012 (P)

Text versions:

Commission Implementing Decision 2012/630/EU of 5 October 2012 on the recognition of the legal and supervisory framework of Canada as equivalent to the requirements of Regulation (EC) No 1060/2009 of the European Parliament and of the Council on credit rating agencies

2012/630/EU

Beschluss:: 10/05/2012 (A)
Verkuendung:: 10/12/2012 (P)

Text versions:

Commission Delegated Regulation (EU) No 919/2012 of 5 July 2012 supplementing Regulation (EU) No 236/2012 of the European Parliament and of the Council on short selling and certain aspects of credit default swaps with regard to regulatory technical standards for the method of calculation of the fall in value for liquid shares and other financial instruments

(EU) No 919/2012

Beschluss:: 07/05/2012 (A)
Verkuendung:: 10/09/2012 (P)

Text versions:

Commission Delegated Regulation supplementing Regulation (EU) No 236/2012 of the European Parliament and of the Council on short selling and certain aspects of credit default swaps with regard to definitions, the calculation of net short positions, covered sovereign credit default swaps, notification thresholds, liquidity thresholds for suspending restrictions, significant falls in the value of financial instruments and adverse events

(EU) No 918/2012

Beschluss:: 07/05/2012 (A)
Verkuendung:: 10/09/2012 (P)

Text versions:

Commission Implementing Decision 2012/628/EU of 5 October 2012 on the recognition of the legal and supervisory framework of the United States of America as equivalent to the requirements of Regulation (EC) No 1060/2009 of the European Parliament and of the Council on credit rating agencies

2012/628/EU

Beschluss:: 10/05/2012 (A)
Verkuendung:: 10/09/2012 (P)

Text versions:

Commission Implementing Decision 2012/627/EU of 5 October 2012 on the recognition of the legal and supervisory framework of Australia as equivalent to the requirements of Regulation (EC) No 1060/2009 of the European Parliament and of the Council on credit rating agencies

2012/627/EU

Beschluss:: 10/05/2012 (A)
Verkuendung:: 10/09/2012 (P)

Text versions:

Proposal for a commission delegated regulation amending Regulation (EC) No 809/2004 as regards information on the consent to use of the prospectus, information on underlying indexes and the requirement for a report prepared by independent accountants or auditors

(EU) No 862/2012

Beschluss:: 06/04/2012 (A)
Verkuendung:: 09/22/2012 (P)

Text versions:

Commission Implementing Regulation (EU) No 827/2012 of 29 June 2012 laying down implementing technical standards with regard to the means for public disclosure of net position in shares, the format of the information to be provided to the European Securities and Markets Authority in relation to net short positions, the types of agreements, arrangements and measures to adequately ensure that shares or sovereign debt instruments are available for settlement and the dates and period for the determination of the principal venue for a share according to Regulation (EU) No 236/2012 of the European Parliament and of the Council on short selling and certain aspects of credit default swaps

(EU) No 827/2012

Beschluss:: 06/29/2012 (A)
Verkuendung:: 09/18/2012 (P)

Text versions:

Commission adopts delegated Regulation supplementing Regulation (EU) No 236/2012 of the European Parliament and of the Council with regard to regulatory technical standards on notification and disclosure requirements with regard net short positions, the details of the information to be provided to the European Securities and Markets Authority in relation to net short positions and the method for calculating turnover to determine exempted shares

(EU) No 826/2012

Beschluss:: 06/29/2012 (A)
Verkuendung:: 09/18/2012 (P)

Text versions:

Quick Fix Directive (Details)

2012/23/EU

Beschluss:: 09/12/2012 (A)
Verkuendung:: 09/14/2012 (P)

Text versions:

EMIR (Regulation (EU) No 648/2012) amended by

(EU) No 648/2012

Beschluss:: 06/05/2015 (A)
Verkuendung:: 09/15/2015 (P)

Text versions:

Commission Delegated Regulation (EU) No 486/2012 of 30 March 2012 amending Regulation (EC) No 809/2004 as regards the format and the content of the prospectus, the base prospectus, the summary and the final terms and as regards the disclosure requirements

(EU) No 486/2012

Beschluss:: 03/30/2012 (A)
Verkuendung:: 06/09/2012 (P)

Text versions:

Commission Delegated Regulation (EU) No 449/2012 of 21 March 2012 supplementing Regulation (EC) No 1060/2009 of the European Parliament and of the Council with regard to regulatory technical standards on information for registration and certification of credit rating agencies

(EU) No 449/2012

Beschluss:: 03/21/2012 (A)
Verkuendung:: 05/30/2012 (P)

Text versions:

Commission Delegated Regulation (EU) No 447/2012 of 21 March 2012 supplementing Regulation (EC) No 1060/2009 of the European Parliament and of the Council on credit rating agencies by laying down regulatory technical standards for the assessment of compliance of credit rating methodologies

(EU) No 447/2012

Beschluss:: 03/21/2012 (A)
Verkuendung:: 05/30/2012 (P)

Text versions:

Corrigendum to Directive 2011/61/EU of the European Parliament and of the Council of 8 June 2011 on Alternative Investment Fund Managers and amending Directives 2003/41/EC and 2009/65/EC and Regulations (EC) No 1060/2009 and (EU) No 1095/2010 Text with EEA relevance

Berichtigung 2011/61/EU

Beschluss:: 06/08/2011 (A)
Verkuendung:: 04/27/2012 (P)

Text versions:

Commission Delegated Regulation (EU) No 311/2012 of 21 December 2011 amending Regulation (EC) No 809/2004 implementing Directive 2003/71/EC of the European Parliament and of the Council as regards elements related to prospectuses and advertisements

(EU) No 311/2012

Beschluss:: 12/21/2011 (A)
Verkuendung:: 04/13/2012 (P)

Text versions:

Commission Implementing Decision 2012/194/EU of 11 April 2012 amending Decision 2008/961/EC on the use by third countries issuers of securities of certain third countrys national accounting standards and International Financial Reporting Standards to prepare their consolidated financial statements

2012/194/EU

Beschluss:: 04/11/2012 (A)
Verkuendung:: 04/13/2012 (P)

Text versions:

Commission Delegated Regulation (EU) No 310/2012 of 21 December 2011 amending Regulation (EC) No 1569/2007 establishing a mechanism for the determination of equivalence of accounting standards applied by third country issuers of securities pursuant to Directives 2003/71/EC and 2004/109/EC of the European Parliament and of the Council

(EU) No 310/2012

Beschluss:: 12/21/2011 (A)
Verkuendung:: 04/13/2012 (P)

Text versions:

Regulation (EU) No 260/2012 amended by

(EU) No 260/2012

Beschluss:: 02/26/2014 (A)
Verkuendung:: 03/20/2014 (P)

Text versions:

Commission Delegated Regulation (EU) No 272/2012 of 7 February 2012 supplementing Regulation (EC) No 1060/2009 of the European Parliament and of the Council with regard to fees charged by the European Securities and Markets Authority to credit rating agencies

(EU) No 272/2012

Beschluss:: 02/07/2012 (A)
Verkuendung:: 03/28/2012 (P)

Text versions:

Regulation (EU) No 236/2012 amended by

CSD Regulation (Details)

(EU) No 236/2012

Beschluss:: 07/23/2014 (A)
Verkuendung:: 08/28/2014 (P)

Text versions:

FiCoD I (Details)

2011/89/EU

Beschluss:: 11/16/2011 (A)
Verkuendung:: 12/08/2011 (P)

Text versions:

Regulation (EU) No 1176/2011 of the European Parliament and of the Council of 16 November 2011 on the prevention and correction of macroeconomic imbalances

(EU) No 1176/2011

Beschluss:: 11/16/2011 (A)
Verkuendung:: 11/23/2011 (P)

Text versions:

AIFM - Directive (Directive 2011/61/EU) amended by

MiFID II (Details)

2011/61/EU

Beschluss:: 05/15/2014 (A)
Verkuendung:: 06/12/2014 (P)

Text versions:

CRA II (Details)

(EU) No 513/2011

Beschluss:: 05/11/2011 (A)
Verkuendung:: 05/31/2011 (P)

Text versions:

Regulation (EU) No 182/2011 of the European Parliament and of the Council of 16 February 2011 laying down the rules and general principles concerning mechanisms for control by Member States of the Commissions exercise of implementing powers

(EU) No 182/2011

Beschluss:: 02/16/2011 (A)
Verkuendung:: 02/28/2011 (P)

Text versions:

Regulation (EU) No 1092/2010 of the European Parliament and of the Council of 24 November 2010 on European Union macro-prudential oversight of the financial system and establishing a European Systemic Risk Board

(EU) No 1092/2010

Beschluss:: 11/24/2010 (A)
Verkuendung:: 12/15/2010 (P)

Text versions:

Regulation (EU) No 1093/2010 amended by

SRM Regulation (Details)

(EU) No 1093/2010

Beschluss:: 07/15/2014 (A)
Verkuendung:: 07/30/2014 (P)

Text versions:

Regulation (EU) No 1094/2010 amended by

Omnibus II Directive (Details)

(EU) No 1094/2010

Beschluss:: 04/16/2014 (A)
Verkuendung:: 05/22/2014 (P)

Text versions:

ESMA Regulation (Regulation (EU) No 1095/2010) amended by

Omnibus II Directive (Details)

(EU) No 1095/2010

Beschluss:: 04/16/2014 (A)
Verkuendung:: 05/22/2014 (P)

Text versions:

Council Regulation (EU) No 1096/2010 of 17 November 2010 conferring specific tasks upon the European Central Bank concerning the functioning of the European Systemic Risk Board

(EU) No 1096/2010

Beschluss:: 11/17/2010 (A)
Verkuendung:: 12/15/2010 (P)

Text versions:

Directive 2010/73/EU amending Directives 2003/71/EC on the prospectus to be published when securities are offered to the public or admitted to trading and 2004/109/EC on the harmonisation of transparency requirements in relation to information about issuers whose securities are admitted to trading on a regulated market

2010/73/EU

Beschluss:: 11/24/2010 (A)
Verkuendung:: 12/11/2010 (P)

Text versions:

Commission Decision 2010/578/EU of 28 September 2010 on the recognition of the legal and supervisory framework of Japan as equivalent to the requirements of Regulation (EC) No 1060/2009 of the European Parliament and of the Council on credit rating agencies

2010/578/EU

Beschluss:: 09/28/2010 (A)
Verkuendung:: 09/29/2010 (P)

Text versions:

Commission Regulation (EU) No 583/2010 of 1 July 2010 implementing Directive 2009/65/EC of the European Parliament and of the Council as regards key investor information and conditions to be met when providing key investor information or the prospectus in a durable medium other than paper or by means of a website

(EU) No 583/2010

Beschluss:: 07/01/2010 (A)
Verkuendung:: 07/10/2010 (P)

Text versions:

Commission Regulation (EU) No 584/2010 of 1 July 2010 implementing Directive 2009/65/EC of the European Parliament and of the Council as regards the form and content of the standard notification letter and UCITS attestation, the use of electronic communication between competent authorities for the purpose of notification, and procedures for on-the-spot verifications and investigations and the exchange of information between competent authorities

(EU) No 584/2010

Beschluss:: 07/01/2010 (A)
Verkuendung:: 07/10/2010 (P)

Text versions:

Commission Directive 2010/42/EU of 1 July 2010 implementing Directive 2009/65/EC of the European Parliament and of the Council as regards certain provisions concerning fund mergers, master-feeder structures and notification procedure

2010/42/EU

Beschluss:: 07/01/2010 (A)
Verkuendung:: 07/10/2010 (P)

Text versions:

Commission Directive 2010/43/EU of 1 July 2010 implementing Directive 2009/65/EC of the European Parliament and of the Council as regards organisational requirements, conflicts of interest, conduct of business, risk management and content of the agreement between a depositary and a management company

2010/43/EU

Beschluss:: 07/01/2010 (A)
Verkuendung:: 07/10/2010 (P)

Text versions:

Commission Decision 2010/342/EU of 18 June 2010 exempting the Banque de France from the application of Regulation (EC) No 1060/2009 of the European Parliament and of the Council on credit rating agencies

2010/342/EU

Beschluss:: 06/18/2010 (A)
Verkuendung:: 06/19/2010 (P)

Text versions:

Regulation (EU) No 407/2010 amended by

Council Regulation (EU) 2015/1360 of 4 August 2015 amending Regulation (EU) No 407/2010 establishing a European financial stabilisation mechanism

(EU) No 407/2010

Beschluss:: 08/04/2015 (A)
Verkuendung:: 08/07/2015 (P)

Text versions:

Solvency II (Directive 2009/138/EC) amended by

Omnibus II Directive (Details)

2009/138/EC

Beschluss:: 04/16/2014 (A)
Verkuendung:: 05/22/2014 (P)

Text versions:

CRA I (Regulation (EC) No 1060/2009) amended by

Omnibus II Directive (Details)

(EC) No 1060/2009

Beschluss:: 04/16/2014 (A)
Verkuendung:: 05/22/2014 (P)

Text versions:

UCITS IV (Directive 2009/65/EC) amended by

UCITS V (Details)

2009/65/EC

Beschluss:: 07/23/2014 (A)
Verkuendung:: 08/28/2014 (P)

Text versions:

CRD II - Directive, CRD II (Details)

2009/111/EC

Beschluss:: 09/16/2009 (A)
Verkuendung:: 11/17/2009 (P)

Text versions:

Directive 2009/110/EC amended by

Directive on Payment Services II, PSD II (Details)

2009/110/EC

Beschluss:: 11/25/2015 (A)
Verkuendung:: 12/23/2015 (P)

Regulation (EC) No 924/2009 amended by

Regulation (EU) No 260/2012 of the European Parliament and of the Council of 14 March 2012 establishing technical and business requirements for credit transfers and direct debits in euro and amending Regulation (EC) No 924/2009 Text with EEA relevance

(EC) No 924/2009

Beschluss:: 03/14/2012 (A)
Verkuendung:: 03/30/2012 (P)

Text versions:

Directive 2009/44/EC of the European Parliament and of the Council of 6 May 2009 amending Directive 98/26/EC on settlement finality in payment and securities settlement systems and Directive 2002/47/EC on financial collateral arrangements as regards linked systems and credit claims

2009/44/EC

Beschluss:: 05/06/2009 (A)
Verkuendung:: 06/10/2009 (P)

Text versions:

Council Regulation (EC) No 431/2009 of 18 May 2009 amending Regulation (EC) No 332/2002 establishing a facility providing medium-term financial assistance for Member States' balances of payments

(EC) No 431/2009

Beschluss:: 05/18/2009 (A)
Verkuendung:: 05/27/2009 (P)

Text versions:

Directive 2009/14/EC of the European Parliament and of the Council of 11 March 2009 amending Directive 94/19/EC on deposit-guarantee schemes as regards the coverage level and the payout delay

2009/14/EC

Beschluss:: 03/11/2009 (A)
Verkuendung:: 03/13/2009 (P)

Text versions:

Decision 2008/961/EC amended by

2008/961/EC

Beschluss:: 09/23/2015 (A)
Verkuendung:: 09/25/2015 (P)

Text versions:

Commission Regulation (EC) No 1289/2008 of 12 December 2008 amending Commission Regulation (EC) No 809/2004 implementing Directive 2003/71/EC of the European Parliament and of the Council as regards elements related to prospectuses and advertisements

(EC) No 1289/2008

Beschluss:: 12/12/2008 (A)
Verkuendung:: 12/19/2008 (P)

Text versions:

Directive 2008/25/EC of the European Parliament and of the Council of 11 March 2008 amending Directive 2002/87/EC on the supplementary supervision of credit institutions, insurance undertakings and investment firms in a financial conglomerate, as regards the implementing powers conferred on the Commission

2008/25/EC

Beschluss:: 03/11/2008 (A)
Verkuendung:: 03/20/2008 (P)

Text versions:

Directive 2008/26/EC of the European Parliament and of the Council of 11 March 2008 amending Directive 2003/6/EC on insider dealing and market manipulation (market abuse), as regards the implementing powers conferred on the Commission

2008/26/EC

Beschluss:: 03/11/2008 (A)
Verkuendung:: 03/20/2008 (P)

Text versions:

Directive 2008/11/EC of the European Parliament and of the Council of 11 March 2008 amending Directive 2003/71/EC on the prospectus to be published when securities are offered to the public or admitted to trading, as regards the implementing powers conferred on the Commission

2008/11/EC

Beschluss:: 03/11/2008 (A)
Verkuendung:: 03/19/2008 (P)

Text versions:

Directive 2008/22/EC of the European Parliament and of the Council of 11 March 2008 amending Directive 2004/109/EC on the harmonisation of transparency requirements in relation to information about issuers whose securities are admitted to trading on a regulated market, as regards the implementing powers conferred on the Commission

2008/22/EC

Beschluss:: 03/11/2008 (A)
Verkuendung:: 03/19/2008 (P)

Text versions:

Directive 2008/10/EC of the European Parliament and of the Council of 11 March 2008 amending Directive 2004/39/EC on markets in financial instruments, as regards the implementing powers conferred on the Commission

2008/10/EC

Beschluss:: 03/11/2008 (A)
Verkuendung:: 03/19/2008 (P)

Text versions:

Directive 2008/7/EC amended by

Council Directive 2013/13/EU of 13 May 2013 adapting certain directives in the field of taxation, by reason of the accession of the Republic of Croatia

2008/7/EC

Beschluss:: 05/13/2013 (A)
Verkuendung:: 05/28/2013 (P)

Text versions:

Regulation (EC) No 1569/2007 amended by

(EC) No 1569/2007

Beschluss:: 06/12/2015 (A)
Verkuendung:: 09/25/2015 (P)

Text versions:

Commission Recommendation of 11 October 2007 on the electronic network of officially appointed mechanisms for the central storage of regulated information referred to in Directive 2004/109/EC of the European Parliament and of the Council

2007/657/EC

Beschluss:: 10/11/2007 (A)
Verkuendung:: 10/12/2007 (P)

Text versions:

Directive 2007/44/EC of the European Parliament and of the Council of 5 September 2007 amending Council Directive 92/49/EEC and Directives 2002/83/EC, 2004/39/EC, 2005/68/EC and 2006/48/EC as regards procedural rules and evaluation criteria for the prudential assessment of acquisitions and increase of holdings in the financial sector

2007/44/EC

Beschluss:: 09/05/2007 (A)
Verkuendung:: 09/21/2007 (P)

Text versions:

Commission Directive 2007/16/EC of 19 March 2007 implementing Council Directive 85/611/EEC on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS) as regards the clarification of certain definitions

2007/16/EC

Beschluss:: 03/19/2007 (A)
Verkuendung:: 03/20/2007 (P)

Text versions:

Directive 2007/14/EC amended by

2007/14/EC

Beschluss:: 10/22/2013 (A)
Verkuendung:: 11/06/2013 (P)

Text versions:

Commission Regulation (EC) No 211/2007 of 27 February 2007 amending Regulation (EC) No 809/2004 implementing Directive 2003/71/EC of the European Parliament and of the Council as regards financial information in prospectuses where the issuer has a complex financial history or has made a significant financial commitment

(EC) No 211/2007

Beschluss:: 02/27/2007 (A)
Verkuendung:: 02/28/2007 (P)

Text versions:

Commission Regulation (EC) No 1787/2006 of 4 December 2006 amending Commission Regulation (EC) 809/2004 implementing Directive 2003/71/EC of the European Parliament and of the Council as regards information contained in prospectuses as well as the format, incorporation by reference and publication of such prospectuses and dissemination of advertisements

(EC) No 1787/2006

Beschluss:: 12/04/2006 (A)
Verkuendung:: 12/05/2006 (P)

Text versions:

Commission Directive 2006/73/EC of 10 August 2006 implementing Directive 2004/39/EC of the European Parliament and of the Council as regards organisational requirements and operating conditions for investment firms and defined terms for the purposes of that Directive

2006/73/EC

Beschluss:: 08/10/2006 (A)
Verkuendung:: 09/02/2006 (P)

Text versions:

Regulation (EC) No 1287/2006 of 10 August 2006 implementing Directive 2004/39/EC of the European Parliament and of the Council as regards recordkeeping obligations for investment firms, transaction reporting, market transparency, admission of financial instruments to trading, and defined terms for the purposes of that Directive

(EC) No 1287/2006

Beschluss:: 08/10/2006 (A)
Verkuendung:: 09/02/2006 (P)

Text versions:

Council decision 2006/512/EC of 17 July 2006 amending Decision 1999/468/EC laying down the procedures for the exercise of implementing powers conferred on the Commission

2006/512/EC

Beschluss:: 07/17/2006 (A)
Verkuendung:: 07/22/2006 (P)

Text versions:

Directive 2006/31/EC of the European Parliament and of the Council of 5 April 2006 amending directive 2004/39/EC on markets in financial instruments, as regards certain deadlines

2006/31/EC

Beschluss:: 04/05/2006 (A)
Verkuendung:: 04/27/2006 (P)

Text versions:

Directive 2005/1/EC amended by

UCITS IV (Details)

2005/1/EC

Beschluss:: 07/13/2009 (A)
Verkuendung:: 11/17/2009 (P)

Transparency Directive (Directive 2004/109/EC) amended by

2004/109/EC

Beschluss:: 10/22/2013 (A)
Verkuendung:: 11/06/2013 (P)

Text versions:

Directive 2004/25/EC amended by

Bank Recovery and Resolution Directive, BRRD (Details)

2004/25/EC

Beschluss:: 05/15/2014 (A)
Verkuendung:: 06/12/2014 (P)

Text versions:

Regulation (EC) No 809/2004 amended by

(EC) No 809/2004

Beschluss:: 11/30/2015 (A)
Verkuendung:: 03/04/2016 (P)

Text versions:

Recommendation UCITS (Details)

2004/384/EC

Beschluss:: 04/27/2004 (A)
Verkuendung:: 04/30/2004 (P)

Text versions:

Recommendation UCITS (Details)

2004/383/EC

Beschluss:: 04/27/2004 (A)
Verkuendung:: 04/30/2004 (P)

Text versions:

Commission Decision of 5 November 2003 establishing the Committee of European Insurance and Occupational Pensions Supervisors

2004/9/EC

Beschluss:: 11/05/2003 (A)
Verkuendung:: 01/07/2004 (P)

Text versions:

2003/71/EC

Beschluss:: 06/14/2017 (A)
Verkuendung:: 06/30/2017 (P)

Directive 2003/41/EC amended by

2003/41/EC

Beschluss:: 05/21/2013 (A)
Verkuendung:: 05/31/2013 (P)

Text versions:

Directive 2002/87/EC amended by

CRD IV (Details)

2002/87/EC

Beschluss:: 06/26/2013 (A)
Verkuendung:: 06/27/2013 (P)

Text versions:

Directive 2002/92/EC amended by

MiFID II (Details)

2002/92/EC

Beschluss:: 05/15/2014 (A)
Verkuendung:: 06/12/2014 (P)

Text versions:

Directive 2002/65/EC amended by

Directive on Payment Services II, PSD II (Details)

2002/65/EC

Beschluss:: 11/25/2015 (A)
Verkuendung:: 12/23/2015 (P)

Regulation (EC) No 1606/2002 amended by

Regulation (EC) No 297/2008 of the European Parliament and of the Council of 11 March 2008 amending Regulation (EC) No 1606/2002 on the application of international accounting standards, as regards the implementing powers conferred on the Commission

(EC) No 1606/2002

Beschluss:: 03/11/2008 (A)
Verkuendung:: 04/09/2008 (P)

Text versions:

Directive 2002/47/EC amended by

Bank Recovery and Resolution Directive, BRRD (Details)

2002/47/EC

Beschluss:: 05/15/2014 (A)
Verkuendung:: 06/12/2014 (P)

Text versions:

Directive 2002/12/EC of the European Parliament and of the Council of 5 March 2002 amending Council Directive 79/267/EEC as regards the solvency margin requirements for life assurance undertakings

2002/12/EC

Beschluss:: 03/05/2002 (A)
Verkuendung:: 03/20/2002 (P)

Text versions:

Directive 2002/13/EC amending Council Directive 73/239/EEC as regards the solvency margin requirements for non-life insurance undertakings

2002/13/EC

Beschluss:: 03/05/2002 (A)
Verkuendung:: 03/20/2002 (P)

Text versions:

Regulation (EC) No 332/2002 amended by

Council Regulation (EC) No 431/2009 of 18 May 2009 amending Regulation (EC) No 332/2002 establishing a facility providing medium-term financial assistance for Member States' balances of payments

(EC) No 332/2002

Beschluss:: 05/18/2009 (A)
Verkuendung:: 05/27/2009 (P)

Text versions:

Directive 2001/97/EC of the European Parliament and of the Council of 4 December 2001 amending Council Directive 91/308/EEC on prevention of the use of the financial system for the purpose of money laundering - Commission Declaration

2001/97/EC

Beschluss:: 12/04/2001 (A)
Verkuendung:: 12/28/2001 (P)

Text versions:

Directive 2001/65/EC of the European Parliament and of the Council of 27 September 2001 amending Directives 78/660/EEC, 83/349/EEC and 86/635/EEC as regards the valuation rules for the annual and consolidated accounts of certain types of companies as well as of banks and other financial institutions

2001/65/EC

Beschluss:: 09/27/2001 (A)
Verkuendung:: 10/27/2001 (P)

Text versions:

Decision 2001/528/EC amended by

Commission decision fo 5 November 2003 amendig Decision 2001/528/EC establishing the European Securities Committee

2001/528/EC

Beschluss:: 11/05/2003 (A)
Verkuendung:: 01/07/2004 (P)

Text versions:

Directive 2001/34/EC amended by

Directive 2005/1/EC of the European Parliament and of the Council of 9 March 2005 amending Council Directives 73/239/EEC, 85/611/EEC, 91/675/EEC, 92/49/EEC and 93/6/EEC and Directives 94/19/EC, 98/78/EC, 2000/12/EC, 2001/34/EC, 2002/83/EC and 2002/87/EC in order to establish a new organisational structure for financial services committees

2001/34/EC

Beschluss:: 03/09/2005 (A)
Verkuendung:: 03/24/2005 (P)

Text versions:

Directive 2001/24/EC amended by

Bank Recovery and Resolution Directive, BRRD (Details)

2001/24/EC

Beschluss:: 05/15/2014 (A)
Verkuendung:: 06/12/2014 (P)

Text versions:

Directive 98/26/EC amended by

CSD Regulation (Details)

98/26/EC

Beschluss:: 07/23/2014 (A)
Verkuendung:: 08/28/2014 (P)

Text versions:

Directive 97/9/EC of the European Parliament and of the Council of 3 March 1997 on investor-compensation schemes

97/9/EC

Beschluss:: 03/03/1997 (A)
Verkuendung:: 03/26/1997 (P)

Text versions:

Directive 95/26/EC amended by

UCITS IV (Details)

95/26/EC

Beschluss:: 07/13/2009 (A)
Verkuendung:: 11/17/2009 (P)

Concil Directive of 13 February 1989 on the obligations of branches established in a member state of credit institutes and financial institutions having their head offices outside that Member State regarding the publication of annual accounting documents

89/117/EEC

Beschluss:: 02/13/1989 (A)
Verkuendung:: 02/16/1989 (P)

Text versions:

Council Directive 88/361 EEC of 24 Juni 1988 for the implementation of Article 67 of the Treaty

88/361/EEC

Beschluss:: 06/24/1988 (A)
Verkuendung:: 07/08/1988 (P)

Text versions:

Directive 86/635/EEC amended by

Directive 2006/46/EC of the European Parliament and of the Council of 14 June 2006 amending Council Directives 78/660/EEC on the annual accounts of certain types of companies, 83/349/EEC on consolidated accounts, 86/635/EEC on the annual accounts and consolidated accounts of banks and other financial institutions and 91/674/EEC on the annual accounts and consolidated accounts of insurance undertakings

86/635/EEC

Beschluss:: 06/14/2006 (A)
Verkuendung:: 08/16/2006 (P)

(A) Adoption | (P) Promulgation

3. Proposals

Allg. Daten

Titel

Textfassung

Council Directive on a common system of financial transaction tax and amending Directive 2008/7/EC

Proposal

Regulation of the European Parliament and of the Council on structural measures improving the resilience of EU credit institutions (COM(2014) 43 final)

Proposal

Council Directive implementing enhanced cooperation in the area of financial transaction tax

Proposal

UCITS VI (Details)

Proposal

IORP Directive (Details)

Proposal

Regulation of the European Parliament and of the Council amending Regulation (EU) 806/2014 in order to establish a European Deposit Insurance Scheme

Proposal

Regulation of the European Parliament and of the Council laying down common rules on securitisation and creating a European framework for simple, transparent and standardised securitisation and amending Directives 2009/65/EC, 2009/138/EC, 2011/61/EU and Regulations (EC) No 1060/2009 and (EU) No 648/2012

Proposal

REGULATION OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL amending Regulation (EU) No 575/2013 on prudential requirements for credit institutions and investment firms

Proposal

Regulation of the European Parliament and of the Council amending Regulation (EU) No 1286/2014 of the European Parliament and of the Council on key information documents for packaged retail and insurance-based investment products as regards the date of its application

Proposal

(A) Adoption | (P) Promulgation

4. Repealed Directives and Regulations

Allg. Daten

Titel

Textfassung

Directive 2014/48/EU repealed by

Council Directive 2015/2060/EU of 10 November 2015 repealing Directive 2003/48/EC on taxation of savings income in the form of interest payments

2014/48/EU

Beschluss:: 11/10/2015 (A)
Verkuendung:: 12/08/2015 (P)

Directive 2012/30/EU repealed by

Directive of company law (Details)

2012/30/EU

Beschluss:: 06/14/2017 (A)
Verkuendung:: 06/30/2017 (P)

Regulation (EU) No 446/2012 repealed by

(EU) No 446/2012

Beschluss:: 09/30/2014 (A)
Verkuendung:: 01/06/2015 (P)

Regulation (EU) No 448/2012 repealed by

(EU) No 448/2012

Beschluss:: 09/30/2014 (A)
Verkuendung:: 01/06/2015 (P)

Regulation amending Council Regulation (EC) No 1698/2005 as regards certain provisions relating to financial management for certain Members States experiencing or threatened with serious difficulties with respect to their financial stability

(EU) No 1312/2011

Beschluss:: 12/19/2011 (A)
Verkuendung:: 12/21/2011 (P)

Text versions:

Powers of European Supervisory Authorities, Omnibus I (Directive 2010/78/EU) repealed by

MiFID II (Details)

2010/78/EU

Beschluss:: 05/15/2014 (A)
Verkuendung:: 06/12/2014 (P)

CRD III (Directive 2010/76/EU) repealed by

CRD IV (Details)

2010/76/EU

Beschluss:: 06/26/2013 (A)
Verkuendung:: 06/27/2013 (P)

Decision 716/2009/EC repealed by

Regulation (EU) No 258/2014 of the European Parliament and of the Council of 3 April 2014 establishing a Union programme to support specific activities in the field of financial reporting and auditing for the period of 2014-20 and repealing Decision No 716/2009/EC

716/2009/EC

Beschluss:: 04/03/2014 (A)
Verkuendung:: 04/08/2014 (P)

CRD II - Directive, CRD II (Directive 2009/83/EC) repealed by

CRD IV (Details)

2009/83/EC

Beschluss:: 06/26/2013 (A)
Verkuendung:: 06/27/2013 (P)

CRD II - Directive (Directive 2009/27/EC) repealed by

CRD IV (Details)

2009/27/EC

Beschluss:: 06/26/2013 (A)
Verkuendung:: 06/27/2013 (P)

Decision 2009/77/EC repealed by

ESMA Regulation (Details)

2009/77/EC

Beschluss:: 11/24/2010 (A)
Verkuendung:: 12/15/2010 (P)

Directive 2008/24/EC repealed by

CRD IV (Details)

2008/24/EC

Beschluss:: 06/26/2013 (A)
Verkuendung:: 06/27/2013 (P)

Directive 2008/18/EC repealed by

UCITS IV (Details)

2008/18/EC

Beschluss:: 07/13/2009 (A)
Verkuendung:: 11/17/2009 (P)

Directive 2007/64/EC repealed by

Directive on Payment Services II, PSD II (Details)

2007/64/EC

Beschluss:: 11/25/2015 (A)
Verkuendung:: 12/23/2015 (P)

Directive 2007/18/EC repealed by

CRD IV (Details)

2007/18/EC

Beschluss:: 06/26/2013 (A)
Verkuendung:: 06/27/2013 (P)

Directive 2006/99/EC repealed by

Directive 2011/35/EU of the European Parliament and of the Council of 5 April 2011 concerning mergers of public limited liability companies

2006/99/EC

Beschluss:: 04/05/2011 (A)
Verkuendung:: 04/29/2011 (P)

Decision 2006/891/EC repealed by

Commission Decision 2008/961/EC of 12 December 2008 on the use by third countries issuers of securities of certain third countrys national accounting standards and International Financial Reporting Standards to prepare their consolidated financial statements

2006/891/EC

Beschluss:: 12/12/2008 (A)
Verkuendung:: 12/19/2008 (P)

Directive 2006/70/EC repealed by

2006/70/EC

Beschluss:: 05/20/2015 (A)
Verkuendung:: 06/05/2015 (P)

CRD I (Directive 2006/48/EC) repealed by

CRD IV (Details)

2006/48/EC

Beschluss:: 06/26/2013 (A)
Verkuendung:: 06/27/2013 (P)

CRD I (Directive 2006/49/EC) repealed by

CRD IV (Details)

2006/49/EC

Beschluss:: 06/26/2013 (A)
Verkuendung:: 06/27/2013 (P)

Directive 2005/68/EC amended by

Council Directive 2013/23/EU of 13 May 2013 adapting certain directives in the field of financial services, by reason of the accession of the Republic of Croatia

2005/68/EC

Beschluss:: 05/13/2013 (A)
Verkuendung:: 06/10/2013 (P)

Decision 2004/587/EC repealed by

Council Directive 2015/2060/EU of 10 November 2015 repealing Directive 2003/48/EC on taxation of savings income in the form of interest payments

2004/587/EC

Beschluss:: 11/10/2015 (A)
Verkuendung:: 12/08/2015 (P)

MiFID (Directive 2004/39/EC) repealed by

MiFID II (Details)

2004/39/EC

Beschluss:: 05/15/2014 (A)
Verkuendung:: 06/12/2014 (P)

Directive 2004/72/EC repealed by

Market Abuse Regulation, MAR (Details)

2004/72/EC

Beschluss:: 09/10/2013 (A)
Verkuendung:: 06/12/2014 (P)

Decision 2004/8/EC repealed by

Directive 2012/27/EU of the European Parliament and of the Council of 25 October 2012 on energy efficiency, amending Directives 2009/125/EC and 2010/30/EU and repealing Directives 2004/8/EC and 2006/32/EC

2004/8/EC

Beschluss:: 10/25/2012 (A)
Verkuendung:: 11/14/2012 (P)

Commission Decision of 5 November 2003 establishing the European Banking Committee

2004/10/EC

Beschluss:: 11/05/2003 (A)
Verkuendung:: 01/07/2004 (P)

Text versions:

Commission Decision of 5 November 2003 establishing the Committee of European Banking Supervisors

2004/5/EC

Beschluss:: 11/05/2003 (A)
Verkuendung:: 01/07/2004 (P)

Text versions:

Commission Decision of 5 November 2003 establishing the Committee of European Insurance and Occupational Pensions Supervisors

2004/6/EC

Beschluss:: 11/05/2003 (A)
Verkuendung:: 01/07/2004 (P)

Text versions:

Directive 2003/124/EC repealed by

Market Abuse Regulation, MAR (Details)

2003/124/EC

Beschluss:: 09/10/2013 (A)
Verkuendung:: 06/12/2014 (P)

Directive 2003/125/EC repealed by

Market Abuse Regulation, MAR (Details)

2003/125/EC

Beschluss:: 09/10/2013 (A)
Verkuendung:: 06/12/2014 (P)

Regulation (EC) No 2273/2003 repealed by

Market Abuse Regulation, MAR (Details)

(EC) No 2273/2003

Beschluss:: 09/10/2013 (A)
Verkuendung:: 06/12/2014 (P)

Directive 2003/48/EC repealed by

Council Directive 2015/2060/EU of 10 November 2015 repealing Directive 2003/48/EC on taxation of savings income in the form of interest payments

2003/48/EC

Beschluss:: 11/10/2015 (A)
Verkuendung:: 12/08/2015 (P)

market abuse (Directive 2003/6/EC) repealed by

Market Abuse Regulation, MAR (Details)

2003/6/EC

Beschluss:: 09/10/2013 (A)
Verkuendung:: 06/12/2014 (P)

UCITS III (Directive 2001/107/EC) repealed by

UCITS IV (Details)

2001/107/EC

Beschluss:: 07/13/2009 (A)
Verkuendung:: 11/17/2009 (P)

UCITS III (Directive 2001/108/EC) repealed by

UCITS IV (Details)

2001/108/EC

Beschluss:: 07/13/2009 (A)
Verkuendung:: 11/17/2009 (P)

Commission Decision of 6 June 2001 establishing the European Securities Committee

2001/527/EC

Beschluss:: 06/06/2001 (A)
Verkuendung:: 07/13/2001 (P)

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Directive 2001/17/EC repealed by

Solvency II (Details)

2001/17/EC

Beschluss:: 11/25/2009 (A)
Verkuendung:: 12/17/2009 (P)

Directive 2000/64/EC repealed by

Solvency II (Details)

2000/64/EC

Beschluss:: 11/25/2009 (A)
Verkuendung:: 12/17/2009 (P)

Directive 2000/46/EC repealed by

Directive 2009/110/EC of the European Parliament and of the Council of 16 September 2009 on the taking up, pursuit and prudential supervision of the business of electronic money institutions amending Directives 2005/60/EC and 2006/48/EC and repealing Directive 2000/46/EC

2000/46/EC

Beschluss:: 09/16/2009 (A)
Verkuendung:: 10/10/2009 (P)

Directive 2000/12/EC repealed by

CRD I (Details)

2000/12/EC

Beschluss:: 06/14/2006 (A)
Verkuendung:: 06/30/2006 (P)

Text versions:

Decision 1999/468/EC repealed by

1999/468/EC

Beschluss:: 02/16/2011 (A)
Verkuendung:: 02/28/2011 (P)

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Directive 98/78/EC amended by

FiCoD I (Details)

98/78/EC

Beschluss:: 11/16/2011 (A)
Verkuendung:: 12/08/2011 (P)

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Directive 94/19/EC repealed by

Deposit Guarantee Schemes Directive, DGSD (Details)

94/19/EC

Beschluss:: 04/16/2014 (A)
Verkuendung:: 06/12/2014 (P)

Directive 93/6/EEC amended by

CRD I (Details)

93/6/EEC

Beschluss:: 06/14/2006 (A)
Verkuendung:: 06/30/2006 (P)

Directive 93/22/EEC repealed by

MiFID (Details)

93/22/EEC

Beschluss:: 04/21/2004 (A)
Verkuendung:: 04/30/2004 (P)

third non-life insurance Directive (Directive 92/49/EEC) repealed by

Solvency II (Details)

92/49/EEC

Beschluss:: 11/25/2009 (A)
Verkuendung:: 12/17/2009 (P)

Council Directive 90/604/EEC of 8 November 1990 amending Directive 78/660/EEC on annual accounts and Directive 83/349/EEC on consolidated accounts as concerns the exemptions for small and medium-sized companies and the publication of accounts in ecus

90/604/EEC

Beschluss:: 11/08/1990 (A)
Verkuendung:: 11/16/1990 (P)

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Council Directive 90/605/EEC of 8 November 1990 amending Directive 78/660/EEC on annual accounts and Directive 83/349/EEC on consolidated accounts as regards the scope of those Directives

90/605/EEC

Beschluss:: 11/08/1990 (A)
Verkuendung:: 11/16/1990 (P)

Text versions:

Directive 89/592/EEC repealed by

market abuse (Details)

89/592/EEC

Beschluss:: 01/28/2003 (A)
Verkuendung:: 04/12/2003 (P)

Council Directive 89/298/EEC of 17 April 1989 coordinating the requirements for the drawing-up, scrutiny and distribution of the prospectus to be published when transferable securities are offered to the public

89/298/EEC

Beschluss:: 04/17/1989 (A)
Verkuendung:: 04/25/1989 (P)

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Directive 88/627/EEC amended by

Directive 2001/34/EC of the European Parliament and of the Council of 28 May 2001 on the admission of securities to official stock exchange listing and on information to be published on those securities

88/627/EEC

Beschluss:: 05/28/2001 (A)
Verkuendung:: 07/06/2001 (P)

Council decision of 13 July 1999 laying down the procedures for the exercise of implementing powers conferred on the Commission

87/373/EEC

Beschluss:: 07/13/1987 (A)
Verkuendung:: 07/18/1987 (P)

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UCITS I - Directive (Directive 85/611/EEC) repealed by

UCITS IV (Details)

85/611/EEC

Beschluss:: 07/13/2009 (A)
Verkuendung:: 11/17/2009 (P)

Directive 82/121/EEC amended by

82/121/EEC

Beschluss:: 05/28/2001 (A)
Verkuendung:: 07/06/2001 (P)

Directive 80/390/EEC repealed by

80/390/EEC

Beschluss:: 05/28/2001 (A)
Verkuendung:: 07/06/2001 (P)

Directive 79/279/EEC amended by

79/279/EEC

Beschluss:: 05/28/2001 (A)
Verkuendung:: 07/06/2001 (P)

(A) Adoption | (P) Promulgation

III. German Law

1. Fundamentals

Title

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Koalitionsvertrag zwischen CDU, CSU und FDP - Wachstum, Bildung, Zusammenhalt, 17. Legislaturperiode

Text versions:

Minimum Requirements for the Compliance Function - MaComp

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2. Statutes

a) Existing Statutes

Allg. Daten

Titel

Textfassung

ZAG

Beschluss:: 07/17/2017 (A)
Verkuendung:: 07/21/2017 (P)
Inkrafttreten:: 01/13/2018 (E)

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Finanzdienstleistungsaufsichtsgesetz

Beschluss:: 06/23/2017 (A)
Verkuendung:: 06/24/2017 (P)
Inkrafttreten:: 01/03/2018 (E)

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KAGB

Beschluss:: 06/23/2017 (A)
Verkuendung:: 06/24/2017 (P)
Inkrafttreten:: 01/03/2018 (E)

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WpÜG

Beschluss:: 06/23/2017 (A)
Verkuendung:: 06/24/2017 (P)
Inkrafttreten:: 01/03/2018 (E)

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BörsG

Beschluss:: 06/23/2017 (A)
Verkuendung:: 06/24/2017 (P)
Inkrafttreten:: 01/03/2018 (E)

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VAG

Beschluss:: 06/23/2017 (A)
Verkuendung:: 06/24/2017 (P)
Inkrafttreten:: 01/03/2018 (E)

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WpHG

Beschluss:: 06/23/2017 (A)
Verkuendung:: 06/24/2017 (P)
Inkrafttreten:: 01/03/2018 (E)

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KWG

Beschluss:: 06/23/2017 (A)
Verkuendung:: 06/24/2017 (P)
Inkrafttreten:: 01/03/2018 (E)

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PublG

Beschluss:: 04/11/2017 (A)
Verkuendung:: 04/18/2017 (P)
Inkrafttreten:: 04/19/2017 (E)

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RStruktFG

Beschluss:: 12/23/2016 (A)
Verkuendung:: 12/28/2016 (P)
Inkrafttreten:: 12/29/2016 (E)

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FMStFG

Beschluss:: 12/23/2016 (A)
Verkuendung:: 12/28/2016 (P)
Inkrafttreten:: 12/29/2016 (E)

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SAG

Beschluss:: 12/23/2016 (A)
Verkuendung:: 12/28/2016 (P)
Inkrafttreten:: 12/29/2016 (E)

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DepotG

Beschluss:: 04/14/2016 (A)
Verkuendung:: 07/01/2016 (P)
Inkrafttreten:: 07/02/2016 (E)

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VermAnlG

Beschluss:: 04/14/2016 (A)
Verkuendung:: 07/01/2016 (P)
Inkrafttreten:: 07/02/2016 (E)

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Geldwäschegesetz

Beschluss:: 04/11/2016 (A)
Verkuendung:: 04/18/2016 (P)

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Kreditinstitute-Reorganisationsgesetz

Beschluss:: 12/22/2015 (A)
Verkuendung:: 12/30/2015 (P)
Inkrafttreten:: 01/01/2016 (E)

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Finanzmarktstabilisierungsbeschleunigungsgesetz

Beschluss:: 12/22/2015 (A)
Verkuendung:: 12/30/2015 (P)
Inkrafttreten:: 01/01/2016 (E)

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BauSparkG

Beschluss:: 12/21/2015 (A)
Verkuendung:: 12/28/2015 (P)

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Kapitalanleger-Musterverfahrensgesetz

Beschluss:: 11/02/2015 (A)
Verkuendung:: 11/05/2015 (P)
Inkrafttreten:: 11/06/2015 (E)

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PfandBG

Beschluss:: 11/02/2015 (A)
Verkuendung:: 11/05/2015 (P)
Inkrafttreten:: 11/06/2015 (E)

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EinSiG

Beschluss:: 11/02/2015 (A)
Verkuendung:: 11/05/2015 (P)
Inkrafttreten:: 11/06/2015 (E)

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WpPG

Beschluss:: 11/02/2015 (A)
Verkuendung:: 11/05/2015 (P)
Inkrafttreten:: 11/06/2015 (E)

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ScheckG

Beschluss:: 08/31/2015 (A)
Verkuendung:: 09/07/2015 (P)

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IWF-Gesetz

Beschluss:: 08/31/2015 (A)
Verkuendung:: 09/07/2015 (P)

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AnlEntG

Beschluss:: 05/28/2015 (A)
Verkuendung:: 06/05/2015 (P)
Inkrafttreten:: 07/03/2015 (E)

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Finanzstabilitätsgesetz

Beschluss:: 04/01/2015 (A)
Verkuendung:: 04/10/2015 (P)

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Finanzkonglomerate- Aufsichtsgesetz

Beschluss:: 04/01/2015 (A)
Verkuendung:: 04/10/2015 (P)

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BBankG

Beschluss:: 07/04/2013 (A)
Verkuendung:: 07/10/2013 (P)

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SchVG

Beschluss:: 09/13/2012 (A)
Verkuendung:: 09/18/2012 (P)

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StabMechG

Beschluss:: 05/23/2012 (A)
Verkuendung:: 05/31/2012 (P)

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RettungsG

Beschluss:: 12/22/2011 (A)
Verkuendung:: 12/29/2011 (P)

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(A) Adoption | (P) Promulgation | (E) Effective Date

b) Repealed Statutes

Allg. Daten

Titel

Textfassung

KredSanG

Beschluss:: 04/01/2015 (A)
Verkuendung:: 04/10/2015 (P)

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WKBG

Beschluss:: 12/18/2013 (A)
Verkuendung:: 12/23/2013 (P)
Inkrafttreten:: 12/24/2013 (E)

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InvG

Beschluss:: 07/04/2013 (A)
Verkuendung:: 07/10/2013 (P)

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VerkProspG

Beschluss:: 12/06/2011 (A)
Verkuendung:: 12/12/2011 (P)

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KAGG

Beschluss:: 12/15/2003 (A)
Verkuendung:: 12/19/2003 (P)

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Auslandinvestment-Gesetz

Beschluss:: 12/15/2003 (A)
Verkuendung:: 12/19/2003 (P)

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(A) Adoption | (P) Promulgation | (E) Effective Date

3. Omnibus Acts

a) Existing Omnibus Acts

Allg. Daten

Titel

Textfassung

WpDPV-Ä

Beschluss:: 01/17/2018 (A)
Verkuendung:: 01/23/2018 (P)
Inkrafttreten:: 01/24/2018 (E)

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ZDUG

Beschluss:: 07/17/2017 (A)
Verkuendung:: 07/21/2017 (P)
Inkrafttreten:: 01/13/2018 (E)

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Zweites Finanzmarktnovellierungsgesetz

Beschluss:: 06/23/2017 (A)
Verkuendung:: 06/24/2017 (P)
Inkrafttreten:: 01/03/2018 (E)

Text versions:

Finanzaufsichtsrechtergänzungsgesetz

Beschluss:: 06/06/2017 (A)
Verkuendung:: 06/09/2017 (P)
Inkrafttreten:: 06/10/2017 (E)

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FMSA NeuOG

Beschluss:: 12/23/2016 (A)
Verkuendung:: 12/28/2016 (P)
Inkrafttreten:: 12/29/2016 (E)

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Einführung der Verordnung zur Meldung von Verstößen gegen das Verbot der Marktmanipulation

Beschluss:: 07/02/2016 (A)
Verkuendung:: 07/02/2016 (P)
Inkrafttreten:: 07/03/2016 (E)

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Finanzmarktnovellierungsgesetz

Beschluss:: 04/14/2016 (A)
Verkuendung:: 07/01/2016 (P)
Inkrafttreten:: 07/02/2016 (E)

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Einführung der Verordnung über die Prüfung von Jahresabschlüssen und des Lageberichts von Versicherungsunternehmen durch einen unabhängigen Sachverständigen

Beschluss:: 04/18/2016 (A)
Verkuendung:: 04/21/2016 (P)
Inkrafttreten:: 04/22/2016 (E)

Text versions:

Einführung der Verordnung über die Prüfung von Jahresabschlüssen und des Lageberichts von Versicherungsunternehmen durch einen unabhängigen Sachverständigen

Beschluss:: 04/18/2016 (A)
Verkuendung:: 04/21/2016 (P)
Inkrafttreten:: 04/22/2016 (E)

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Einführung der Verordnung über Rechnungsgrundlagen für die Deckungsrückstellungen

Beschluss:: 04/18/2016 (A)
Verkuendung:: 04/21/2016 (P)
Inkrafttreten:: 04/22/2016 (E)

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Einführung der Verordnung über die Anlage des Sicherungsvermögens von Pensionskassen, Sterbekassen und kleinen Versicherungsunternehmen

Beschluss:: 04/18/2016 (A)
Verkuendung:: 04/21/2016 (P)
Inkrafttreten:: 04/22/2016 (E)

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Einführung der Verordnung über die versicherungsmathematische Bestätigung, den Erläuterungsbericht und den Angemessenheitsbericht des Verantwortlichen Aktuars

Beschluss:: 04/18/2016 (A)
Verkuendung:: 04/21/2016 (P)
Inkrafttreten:: 04/22/2016 (E)

Text versions:

Einführung der Verordnung betreffend die Aufsicht über die Geschäftstätigkeit in der privanten Krankenversicherung

Database on German and European Economic Law

Capital Markets Law

I. Overview

II. European Union Law

1. Fundamentals

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2. Existing Directives and Regulations

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