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 Commission delegated Regulation (EU) …/... supplementing Directive 2014/65/EU of the European Parliament and of the Council as regards organisational requirements and operating conditions for investment firms and defined terms for the purposes of that Directive

I. 描述

The Delegated Regulation is based on a total of 19 empowerments in  MiFID II. This Delegated Regulation should be read together with the  MiFID II Delegated Directive and the   MiFIR Delegated Regulation.

Chapter I: Scope and definitions
Chapter II: Organisational requirements
Chapter III: Operating conditions for investment firms
Chapter IV: Operating obligations for trading venues
Chapter V: Position reporting in relation to commodity derivatives
Chapter VI: Data provision obligations for reporting service providers
Chapter VII: Competent authorities
 

II. 基本信息

标题

Commission delegated Regulation (EU) …/... supplementing Directive   2014/65/EU of the European Parliament and of the Council as regards organisational requirements and operating conditions for investment firms and defined terms for the purposes of that Directive

状态
保留
法规
保留
法案
Lamfalussy-通过的法案
框架法案
  Richtlinie 2014/65/EU

Legend

Legislative Act Status

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目录

I. 描述
II. 基本信息