德国和欧盟经济法数据库

 法律指令 2011/61/EU

I. 描述

The financial crisis has exposed a series of vulnerabilities in the global financial system. It has highlighted how risks crystallising in one sector can be transmitted rapidly around the financial system, with serious repercussions for all financial market participants and for the stability of the underlying markets.

The present proposal forms part of an ambitious Commission programme to extend appropriate regulation and oversight to all actors and activities that embed significant risks. The proposed legislation will introduce harmonised requirements for entities engaged in the management and administration of alternative investment funds (AIFM). The need for closer regulatory engagement with this sector has been highlighted by the European Parliament and
by the High-Level Group on Financial Supervision chaired by Jacques de Larosière. It is also the subject of ongoing discussion at international level, for example through the work of the G20, IOSCO and the Financial Stability Forum.

II. 基本信息

标题

Directive 2011/61/EU of the European Parliament and of the Council of 8 June 2011 on Alternative Investment Fund Managers and amending Directives 2003/41/EC and 2009/65/EC and Regulations (EC) No 1060/2009 and (EU) No 1095/2010

缩写
AIFM - Directive
状态
现存
法律指令
2011/61/EU
官方. 版本
公告. EU 号. L (Legislation), 公布 174, 年 2011, S.1–73
日期
2011/06/08
公告
2011/07/01
法案
Lamfalussy-框架法案
法律基础
Art. 47 Abs. 2 AEUV
法的实施
Codecision procedure
内容的背景

III. 文本和产生历史

1. 文本

Titel
Allg. Daten
Textfassung

  2014/65/EU

Beschluss:
2014/05/15 (D)
Verkuendung:
2014/06/12 (V)

原始.版本 AIFM - Directive:
Directive 2011/61/EU of the European Parliament and of the Council of 8 June 2011 on Alternative Investment Fund Managers and amending Directives 2003/41/EC and 2009/65/EC and Regulations (EC) No 1060/2009 and (EU) No 1095/2010

  2011/61/EU

Beschluss:
2011/06/08 (D)
Verkuendung:
2011/07/01 (V)
(D) 日期 | (V)公布

2. Reformvorhaben

3. 发生史

Datum
Typ / Titel
Textfassungen
2011/01/19
Opinion of the European Economic and Social Committee
ABL. 2011/C 18/90
2010/11/11
Preliminary Version
P7_TC1-COD(2009)0064
2009/10/16
Opinion of the European Central Bank
ABL. 2009/C 272/1
2009/04/30
Proposal
COM(2009) 207 final

4. 意见

Datum
Stellungnahme
Textfassungen
2009/06/26
europäische Branchenbeteiligungsbranche (EVCA)
相关意见: Kommissionsvorschlag

5. 影响

Auswirkungstyp
Richtlinie
Textfassungen
修改
  法规 (EU) No 1095/2010
修改
  法规 (EC) No 1060/2009
修改
  法律指令 2009/65/EC
修改
  法律指令 2003/41/EC

6. CESR Level 2

ESMA's technical advice to the European Commission on possible implementing measures of the Alternative Investment Fund Managers Directive
ESMA/2011/379
7/2011
Consulation Paper
ESMA/2011/209

IV. CESR- / ESMA 声明 (第三层次)

8/2014
Guidelines on reporting obligations under Articles 3(3)(d) and 24(1), (2) and (4) of the AIFMD
ESMA/2014/869
11/2013
Guidelines on the model MoU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities
ESMA/2013/998
8/2013
Guidelines on key concepts of the AIFMD
ESMA/2013/611
7/2013
Guidelines on sound remuneration policies under the AIFMD
ESMA/2013/232
2/2013
Guidelines on sound remuneration policies under the AIFMD
ESMA/2013/201

V. Umsetzung in den Mitgliedstaaten

1. 在德国的实施

(B) 决定 | (V) 公告

Legend

Legislative Act Status

Documents

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目录

I. 描述
II. 基本信息
III. 文本和产生历史
1. 文本
2. Reformvorhaben
3. 发生史
4. 意见
5. 影响
6. CESR Level 2
IV. CESR- / ESMA 声明 (第三层次)
V. Umsetzung in den Mitgliedstaaten
1. 在德国的实施