德国和欧盟经济法数据库

 法规 (EU) No 600/2014

I. 描述

The Markets in Financial Instruments Directive (  MiFID), in force since November 2007, is a core pillar in EU financial market integration. Adopted in accordance with the "Lamfalussy" process1, it consists of a framework Directive (Directive 2004/39/EC)2, an implementing Directive (Directive  2006/73/EC)3 and an implementing Regulation (Regulation No 1287/2006)4.   MiFID establishes a regulatory framework for the provision of investment services in financial instruments (such as brokerage, advice, dealing, portfolio management, underwriting etc.) by banks and investment firms and for the operation of regulated markets by market operators. It also establishes the powers and duties of national competent authorities in relation to these activities.
The overarching objective is to further the integration, competitiveness, and efficiency of EU financial markets. In concrete terms, it abolished the possibility for Member States to require all trading in financial instruments to take place on specific exchanges and enabled Europewide competition between traditional exchanges and alternative venues. It also granted banks and investment firms a strengthened "passport" for providing investment services across the EU subject to compliance with both organisational and reporting requirements as well as comprehensive rules designed to ensure investor protection.

II. 基本信息

标题

Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Regulation (EU) No 648/2012

缩写
MiFIR
状态
现存
法规
(EU) No 600/2014
官方. 版本
公告. EU 号. L (Legislation), 公布 173, 年 2014, S.84
日期
2014/05/15
公告
2014/06/12
法案
Lamfalussy-框架法案
通过
法律基础
Art. 114 Abs. 1 AEUV
法的实施
Codecision procedure

III. 文本和产生历史

1. 文本

Titel
Allg. Daten
Textfassung

原始.版本 MiFIR:
Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Regulation (EU) No 648/2012

  (EU) No 600/2014

Beschluss:
2014/05/15 (D)
Verkuendung:
2014/06/12 (V)
(D) 日期 | (V)公布

2. 发生史

Datum
Typ / Titel
Textfassungen
Opinion of the European Central Bank
O.J. 2012/C 161/3
Opinion of the European Economic and Social Committee
O.J. 2012/C 143/74
Opinion of the European Data Protection Supervisor
O.J. 2012/C 147/1
2011/10/20
Proposal
C(2011) 652 final

3. 意见

Datum
Stellungnahme
Textfassungen
2012/04/16
Centrum für Europäische Politik (CEP)
相关意见: Kommissionsvorschlag
2012/01/04
Aktienforum
相关意见: Kommissionsvorschlag
2011/11/30
Die Deutsche Kreditwirtschaft (DK)
相关意见: Kommissionsvorschlag
2011/11/30
Bundesverband Investment und Asset Management e.V. (BVI)
相关意见: Kommissionsvorschlag
2011/11/29
Deutsche Aktieninstitut, Bundesverband der Deutschen Industrie, Verband deutscher Treasurer (DAI, BDI, VDT)
相关意见: Kommissionsvorschlag

4. 影响

Auswirkungstyp
Richtlinie
Textfassungen
修改
  法规 (EU) No 648/2012

IV. 实施- / 委托的法案 第二层次)

1. 通过

V. Umsetzung in den Mitgliedstaaten

1. 在德国的实施

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目录

I. 描述
II. 基本信息
III. 文本和产生历史
1. 文本
2. 发生史
3. 意见
4. 影响
IV. 实施- / 委托的法案 第二层次)
1. 通过
V. Umsetzung in den Mitgliedstaaten
1. 在德国的实施