德国和欧盟经济法数据库

 法律指令 2009/65/EC

I. 描述

This directive has two objectives. One is to codify the successive changes introduced to UCITS I (85/611/EEC) since 1985. The other is to translate the measures announced in the White Paper into concrete legislative provisions.

II. 基本信息

标题

Directive 2009/65/EC on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities

缩写
UCITS IV
状态
现存
法律指令
2009/65/EC
官方. 版本
公告. EC 号. L (Legislation), 公布 302, 年 2009, S.32
日期
2009/07/13
公告
2009/11/17
法案
Lamfalussy-框架法案
法律基础
Art. 47 Abs. 2 EC
法的实施
Codecision procedure
内容的背景

III. 文本和产生历史

1. 文本

Titel
Allg. Daten
Textfassung

原始.版本 UCITS IV:
Directive 2009/65/EC on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities

  2009/65/EC

Beschluss:
2009/07/13 (D)
Verkuendung:
2009/11/17 (V)
(D) 日期 | (V)公布

2. Reformvorhaben

3. 发生史

Datum
Typ / Titel
Textfassungen
2008/12/10
Report of the European Parliament - 1st reading
A6-0497/2008
2008/07/16
Proposal
COM(2008) 458 endgültig

4. 影响

Auswirkungstyp
Richtlinie
Textfassungen
保留
  法律指令 2008/18/EC
修改
  法律指令 2005/1/EC
修改
  法律指令 2004/39/EC
保留
  法律指令 2001/108/EC
保留
  法律指令 2001/107/EC
修改
  法律指令 2000/64/EC
修改
  法律指令 95/26/EC
保留
  法律指令 85/611/EEC
保留
  法律指令 88/220/EEC

5. CESR Level 2

CESR’s technical advice to the European Commission on level 2 measures relating to mergers of UCITS, master-feeder UCITS structures and cross- border notification of UCITS
CESR/09-1186

IV. CESR- / ESMA 声明 (第三层次)

8/2014
Leitlinien zu börsengehandelten Indexfonds (Exchange-Traded Funds, ETF) und anderen OGAW-Themen
ESMA/2014/937DE
12/2012
Leitlinien zu börsengehandelten Indexfonds (Exchange-Traded Funds, ETF) und anderen OGAW-Themen
ESMA/2012/832DE
3/2012
Leitlinien zur Risikomessung und zur Berechnung des Gesamtrisikos für bestimmte Arten strukturierter OGAW
ESMA/2012/197DE
4/2011
Final Report Guidelines to competent authorities and UCITS management companies on risk measurement and the calculation of global exposure for certain types of structured UCITS
CESR/2011/112
12/2010
Selection and presentation of performance scenarios in the Key Investor Information document (KII) for structured UCITS
CESR/10-1318
12/2010
Transition from the Simplified Prospectus to the Key Investor Information document
CESR/10-1319
12/2010
CESR’s guide to clear language and layout for the Key Investor Information document
CESR/10-1320
12/2010
CESR’s template for the Key Investor Information document
CESR/10-1321
7/2010
CESR’s guidelines on the methodology for the calculation of the synthetic risk and reward indicator in the Key Investor Information Document
CESR/10-673
7/2010
CESR’s guidelines on the methodology for calculation of the ongoing charges figure in the Key Investor Information Document
CESR/10-674
7/2010
CESR’s Guidelines on Risk Measurement and the Calculation of Global Exposure and Counterparty Risk for UCITS
CESR/10-788
5/2010
CESR’s Guidelines on a common definition of European money market funds
CESR/10-049
2/2009
Risk management principles for UCITS
CESR/09-178
7/2007
CESR’s guidelines concerning eligible assets for investment by UCITS The classification of hedge fund indices as financial indices
CESR/07-434
3/2007
CESR's guidelines concerning eligible assets for investment by UCITS
CESR/07-044b
3/2007
CESR's guidelines concerning eligible assets for investment by UCITS
CESR/07-044
6/2006
CESR’s guidelines to simplify the notification procedure of UCITS
CESR/06-120b

V. Umsetzung in den Mitgliedstaaten

1. 在德国的实施

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目录

I. 描述
II. 基本信息
III. 文本和产生历史
1. 文本
2. Reformvorhaben
3. 发生史
4. 影响
5. CESR Level 2
IV. CESR- / ESMA 声明 (第三层次)
V. Umsetzung in den Mitgliedstaaten
1. 在德国的实施