德国和欧盟经济法数据库

 法律指令 2003/6/EC

I. 描述

Since the objective of the proposed action, namely to prevent market abuse in the form of insider dealing and market manipulation, cannot be sufficiently  achieved by the Member States and can therefore, by reason of the scale and effects of the measures, be better achieved at Community level, the Community may adopt measures, in accordance with the principle of subsidiarity as set out in Article 5 of the Treaty. In accordance with the
principle of proportionality, as set out in that Article, this Directive does not go beyond what is necessary in order to achieve that objective.

II. 基本信息

标题

Directive 2003/6/EC of the European Parliament and of the Council of 28 January 2003 on insider dealing and market manipulation

缩写
market abuse
状态
废除
法律指令
2003/6/EC
官方. 版本
公告. EC 号. L (Legislation), 公布 96, 年 2003, S.16-25
日期
2003/01/28
公告
2003/04/12
法案
Lamfalussy-框架法案
法律基础
Art. 95 EC
法的实施
Codecision procedure
内容的背景

III. 文本和产生历史

1. 文本

Titel
Allg. Daten
Textfassung

原始.版本 market abuse:
Directive 2003/6/EC of the European Parliament and of the Council of 28 January 2003 on insider dealing and market manipulation

  2003/6/EC

Beschluss:
2003/01/28 (D)
Verkuendung:
2003/04/12 (V)
(D) 日期 | (V)公布

2. 发生史

Datum
Typ / Titel
Textfassungen
2002/12/11
Proposal
COM (2002) 724 final
2002/10/24
Proposal
ABL. EC No. C 300, p. 542
2002/07/19
Proposal
ABL. EC No. C 228, p. 19
2002/04/03
Opinion of the European Economic and Social Committee
ABL. EC No. C 80, p. 61
2002/03/14
Report of the European Parliament - 1st reading
ABL. EC No. C 47, p. 511
2001/11/22
Opinion of the European Central Bank
ABL. EC No. C 24, p. 8
2001/06/01
Proposal
ABL EC No. C. 240, p. 265

3. 影响

Auswirkungstyp
Richtlinie
Textfassungen
修改
  法律指令 2001/34/EC
保留
  法律指令 89/592/EEC

4. CESR Level 2

CESR and ERGEG advice to the European Commission in the context of the Third Energy Package Response to Question F.20 – Market Abuse
CESR/08-739
10/2008
Feedback statement
08-754

IV. CESR- / ESMA 声明 (第三层次)

5/2009
CESR´s Market Abuse Directive - Level 3 – third set of CESR guidance and information on the common operation of the Directive of the market
CESR/09-219
5/2009
Feedback statement
09-220
10/2008
2nd Public Consultation
08-717
5/2008
1st Public Consultation
08-274
11/2008
Open Hearing
08-925
7/2007
CESR´s Market Abuse Directive - Level 3 – second set of CESR guidance and information on the common operation of the Directive to the market
CESR/06-562b
7/2007
Feedback statement
07-402
11/2006
Public Consultation
06-562
4/2005
CESR´s Market Abuse Directive - Level 3 – first set of CESR guidance and information on the common operation of the Directive
CESR/04-505b

V. Umsetzung in den Mitgliedstaaten

1. 在德国的实施

2004/10/28 (B)

2004/10/29 (V)

(B) 决定 | (V) 公告

2. 在其他成员国的实施

Übersicht zu den Umsetzungsakten im Vereinigten Königreich

Financial Conduct Authority (FCA)

Übersicht zu den Umsetzungsakten in Frankreich

Autorité des marchés financiers (AMF)

Übersicht zu den Umsetzungsakten in Italien

Übersicht zu den Umsetzungsakten in Österreich

Finanzmarktaufsichtsbehörde (FMA)

Übersicht zu den Umsetzungsakten in Portugal

Ministério das Finanças

Finanssivalvonta - Financial Supervision Authority

Übersicht zu den Umsetzungsakten in Finnland

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目录

I. 描述
II. 基本信息
III. 文本和产生历史
1. 文本
2. 发生史
3. 影响
4. CESR Level 2
IV. CESR- / ESMA 声明 (第三层次)
V. Umsetzung in den Mitgliedstaaten
1. 在德国的实施
2. 在其他成员国的实施