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 法规 (EU) No 1095/2010

I. 描述

Experience of the financial crisis has exposed important failures in financial supervision, both in particular cases and in relation to the financial system as a whole. President Barroso therefore requested a group of high level experts, chaired by Mr Jacques de Larosière, to make proposals to strengthen European supervisory arrangements, with the objective of establishing a more efficient, integrated and sustainable European system of supervision. The Group presented its report on 25 February 2009. Building on its recommendations, the Commission set out proposals for a new European financial supervisory architecture in its Communication to the Spring European Council of March 2009. The Commission presented its ideas in more detail in its Communication of May 2009 which proposed:

– Establishing a European System of Financial Supervisors ( ESFS), consisting of a network of national financial supervisors working in tandem with new European Supervisory Authorities (ESAs), created by transforming the existing European supervisory committees into a European Banking Authority ( EBA), a European Insurance and Occupational Pensions Authority ( EIOPA), and a European Securities and Markets Authority ( ESMA), thereby combining the advantages of an overarching European framework for financial supervision with the expertise of local micro-prudential supervisory bodies that are closest to the institutions operating in their jurisdictions; and

– Establishing a European Systemic Risk Board ( ESRB), to monitor and assess potential threats to financial stability that arise from macro-economic developments and from developments within the financial system as a whole. To this end, the ESRB would provide an early warning of system-wide risks that may be building up and, where necessary, issue recommendations for action to deal with these risks.

II. 基本信息

标题

Regulation (EU) No 1095/2010 of 24 November 2010 establishing a European Supervisory Authority (European Securities and Markets Authority), amending Decision No 716/2009/EC and repealing Commission Decision 2009/77/EC

缩写
ESMA Regulation
状态
现存
法规
(EU) No 1095/2010
官方. 版本
公告. EU 号. L (Legislation), 公布 331, 年 2010, S.84-119
日期
2010/11/24
公告
2010/12/15
法案
Lamfalussy-框架法案
法律基础
Art. 95 EC
法的实施
Codecision procedure
内容的背景

III. 文本和产生历史

1. 文本

Titel
Allg. Daten
Textfassung

  2011/61/EU

Beschluss:
2011/06/08 (D)
Verkuendung:
2011/07/01 (V)

原始.版本 ESMA Regulation:
Regulation (EU) No 1095/2010 of 24 November 2010 establishing a European Supervisory Authority (European Securities and Markets Authority), amending Decision No 716/2009/EC and repealing Commission Decision 2009/77/EC

  (EU) No 1095/2010

Beschluss:
2010/11/24 (D)
Verkuendung:
2010/12/15 (V)
(D) 日期 | (V)公布

2. 发生史

Datum
Typ / Titel
Textfassungen
2010/09/22
Report of the European Parliament - 1st reading
TA/2010/339/P7
2010/01/21
Opinion of the European Economic and Social Committee
EESC/2010/100
2010/01/08
Opinion of the European Central Bank
ABL. EC 2010 No. C 270, p. 1
2009/09/23
Proposal
COM(2009)503

3. 影响

Auswirkungstyp
Richtlinie
Textfassungen
保留
  决定 2009/77/EC
修改
  决定 2009/716/EC

Legend

Legislative Act Status

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目录

I. 描述
II. 基本信息
III. 文本和产生历史
1. 文本
2. 发生史
3. 影响